RMB Small Cap Fund
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
Vitals
YTD Return
18.7%
1 yr return
50.6%
3 Yr Avg Return
14.2%
5 Yr Avg Return
14.8%
Net Assets
$141 M
Holdings in Top 10
27.9%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.95%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 35.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$100,000
IRA
$2,500
Fund Classification
Fund Type
Open End Mutual Fund
Investment Style
Small Growth
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
RMBBX - Profile
Distributions
- YTD Total Return 18.7%
- 3 Yr Annualized Total Return 14.2%
- 5 Yr Annualized Total Return 14.8%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.02%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameRMB Small Cap Fund
-
Fund Family NameRMB Funds
-
Inception DateAug 30, 2002
-
Shares Outstanding7453903
-
Share ClassInst
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerChristopher Faber
Fund Description
The fund seeks to achieve its investment objective by investing, under normal market conditions, at least 80% of its net assets (plus borrowings for investment purposes) in equity securities of U.S. companies with small market capitalizations. For this purpose, the Adviser defines a small capitalization company as any company with a market capitalization less than or equal to the largest market capitalization (determined at the time of investment) of any company in the Russell 2000® Index.
RMBBX - Performance
Return Ranking - Trailing
| Period | RMBBX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 18.7% | -83.3% | 43.2% | 11.59% |
| 1 Yr | 50.6% | 15.1% | 91.6% | 10.29% |
| 3 Yr | 14.2%* | -1.7% | 50.1% | 59.60% |
| 5 Yr | 14.8%* | -4.8% | 37.5% | 87.46% |
| 10 Yr | 13.1%* | -0.4% | 22.7% | 88.49% |
* Annualized
Return Ranking - Calendar
| Period | RMBBX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2020 | 12.5% | -63.0% | 340.3% | 91.47% |
| 2019 | 21.6% | -9.1% | 48.3% | 50.17% |
| 2018 | -33.6% | -76.3% | 13.6% | 96.61% |
| 2017 | -9.1% | -52.6% | 37.0% | 96.66% |
| 2016 | 9.7% | -56.6% | 25.6% | 30.82% |
Total Return Ranking - Trailing
| Period | RMBBX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 18.7% | -83.6% | 43.2% | 11.59% |
| 1 Yr | 50.6% | 9.3% | 91.6% | 9.82% |
| 3 Yr | 14.2%* | -3.7% | 50.1% | 58.21% |
| 5 Yr | 14.8%* | -5.9% | 37.5% | 86.40% |
| 10 Yr | 13.1%* | -1.0% | 22.7% | 87.52% |
* Annualized
Total Return Ranking - Calendar
| Period | RMBBX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2020 | 12.5% | -63.0% | 340.3% | 91.47% |
| 2019 | 21.6% | -9.1% | 48.3% | 50.17% |
| 2018 | -5.5% | -54.2% | 14.5% | 25.13% |
| 2017 | 10.6% | -8.4% | 42.0% | 90.18% |
| 2016 | 13.7% | -56.6% | 31.4% | 19.50% |
NAV & Total Return History
RMBBX - Holdings
Concentration Analysis
| RMBBX | Category Low | Category High | RMBBX % Rank | |
|---|---|---|---|---|
| Net Assets | 141 M | 235 K | 38 B | 81.05% |
| Number of Holdings | 63 | 6 | 1289 | 80.41% |
| Net Assets in Top 10 | 38 M | 71.8 K | 3.85 B | 79.30% |
| Weighting of Top 10 | 27.93% | 3.7% | 100.0% | 20.93% |
Top 10 Holdings
- EastGroup Properties Inc 3.26%
- West Pharmaceutical Services Inc 3.17%
- Repligen Corp 2.99%
- Pool Corp 2.93%
- Stifel Financial Corp 2.88%
- Essential Properties Realty Trust Inc 2.74%
- Catalent Inc 2.70%
- TriCo Bancshares 2.64%
- NeoGenomics Inc 2.58%
- Fair Isaac Corp 2.57%
Asset Allocation
| Weighting | Return Low | Return High | RMBBX % Rank | |
|---|---|---|---|---|
| Stocks | 98.14% | 83.39% | 100.44% | 51.11% |
| Cash | 1.86% | -0.44% | 14.85% | 41.72% |
| Preferred Stocks | 0.00% | 0.00% | 2.64% | 35.03% |
| Other | 0.00% | -2.29% | 7.91% | 44.11% |
| Convertible Bonds | 0.00% | 0.00% | 0.00% | 32.32% |
| Bonds | 0.00% | 0.00% | 2.11% | 32.96% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | RMBBX % Rank | |
|---|---|---|---|---|
| Healthcare | 20.98% | 0.00% | 69.33% | 72.61% |
| Industrials | 20.69% | 0.00% | 33.63% | 14.81% |
| Financial Services | 16.28% | 0.00% | 100.00% | 4.78% |
| Technology | 15.39% | 0.00% | 71.26% | 92.52% |
| Consumer Cyclical | 10.28% | 0.00% | 28.14% | 79.14% |
| Real Estate | 10.19% | 0.00% | 11.79% | 0.48% |
| Basic Materials | 2.18% | 0.00% | 9.77% | 50.64% |
| Energy | 2.05% | 0.00% | 61.31% | 19.11% |
| Consumer Defense | 1.96% | 0.00% | 12.17% | 82.48% |
| Utilities | 0.00% | 0.00% | 4.32% | 48.57% |
| Communication Services | 0.00% | 0.00% | 19.51% | 90.92% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | RMBBX % Rank | |
|---|---|---|---|---|
| US | 97.63% | 0.03% | 100.00% | 18.31% |
| Non US | 0.51% | 0.00% | 98.36% | 89.81% |
RMBBX - Expenses
Operational Fees
| RMBBX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 0.95% | 0.01% | 11.80% | 71.61% |
| Management Fee | 0.85% | 0.05% | 1.50% | 63.06% |
| 12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
| Administrative Fee | N/A | 0.01% | 0.40% | N/A |
Sales Fees
| RMBBX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 2.50% | 5.75% | N/A |
| Deferred Load | N/A | 1.00% | 5.50% | N/A |
Trading Fees
| RMBBX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| RMBBX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 35.00% | 0.00% | 442.00% | 26.11% |
RMBBX - Distributions
Dividend Yield Analysis
| RMBBX | Category Low | Category High | RMBBX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.00% | 0.00% | 0.34% | 33.86% |
Dividend Distribution Analysis
| RMBBX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Annually | Annually | Quarterly | Annually |
Net Income Ratio Analysis
| RMBBX | Category Low | Category High | RMBBX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | -0.02% | -8.87% | 1.48% | 14.19% |
Capital Gain Distribution Analysis
| RMBBX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Dividend Payout History
| Date | Amount |
|---|---|
| Dec 14, 2017 | $0.077 |
| Dec 15, 2016 | $0.040 |
| Dec 17, 2015 | $0.012 |
| Dec 17, 2013 | $0.016 |
| Dec 14, 2012 | $0.091 |
| Dec 16, 2011 | $0.002 |
RMBBX - Fund Manager Analysis
Managers
Christopher Faber
Start Date
Tenure
Tenure Rank
Aug 30, 2002
19.02
19.0%
Mr. Faber has been a portfolio manager of RMB Capital Management, LLC since 2017. Prior to that, Mr. Faber was the President and a portfolio manager of IronBridge Capital Management, L.P. (“IronBridge”) from 1999 to 2017 (IronBridge was the Adviser to the Funds prior to June 24, 2017). Mr. Faber was a founding partner of HOLT Value Associates, L.P., the former parent company of IronBridge, from May 1986 to April 1999. Mr. Faber graduated from Drake University in 1986 with a B.S. and B.A. in Corporate Finance.
Jeffrey Madden
Start Date
Tenure
Tenure Rank
Mar 03, 2004
17.51
17.5%
Jeff Madden is a co-portfolio manager on the Small Cap Core and SMID Cap Core strategies and the portfolio manager on the U.S. Alpha strategy. Prior to joining RMB Capital, he was a partner at IronBridge Capital Management and worked at Accenture in the Retail Management Consulting Practice. Jeff is an active board member of the Heartland Institute, Leading India’s Future Today, and the Bartley J. Madden Foundation, which focuses on free-market-based programs to boost economic progress for those on all rungs of the income ladder; educational programs attuned to sound economic thinking; and employment opportunities for those most in need. He also serves on the Executive Council of the Cara Program. Jeff graduated from the University of Iowa with Business Honors and Distinction.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.08 | 29.69 | 8.73 | 4.5 |