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SHAPX ClearBridge Appreciation A

  • Fund
  • SHAPX
  • Price as of: Apr 24, 2019
  • $25.08 - $0.04 - 0.16%
  • Category
  • Large Cap Blend Equities

SHAPX - Profile

Vitals

  • YTD Return 15.5%
  • 3 Yr Annualized Return 7.0%
  • 5 Yr Annualized Return 5.3%
  • Net Assets $6.14 B
  • Holdings in Top 10 31.9%

52 WEEK LOW AND HIGH

$25.08
$20.39
$26.03

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.97%

SALES FEES

  • Front Load 5.75%
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 8.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$1,000

IRA

$250

Investment Themes

CATEGORY

Large Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Large Blend

Distributions

  • YTD Total Return 15.5%
  • 3 Yr Annualized Total Return 7.0%
  • 5 Yr Annualized Total Return 5.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.02%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Semi-Annually

Fund Details

  • Legal Name ClearBridge Appreciation Fund
  • Fund Family Name Legg Mason
  • Inception Date Mar 10, 1970
  • Shares Outstanding N/A
  • Share Class A
  • Currency USD
  • Domiciled Country United States

Fund Description

The ClearBridge Appreciation Fund Class A (SHAPX) is a low-cost, actively managed fund that seeks to grow capital over the longer term. The fund holds large-cap domestic equities that are the dominant leaders in their respective fields. The fund’s managers look at how effective management is, the company’s earnings growth, and how strong its fundamentals are.

With its focus on ‘best of breed’ large-cap stocks, SHAPX could be used as a core option for a portfolio. The fund is managed by ClearBridge Investments.

SHAPX - Performance

Return Ranking - Trailing

Period SHAPX Return Category Return Low Category Return High Rank in Category (%)
YTD 15.5% -14.1% 34.0% 65.23%
1 Yr 7.9% -60.5% 38.9% 13.19%
3 Yr 7.0%* -32.0% 21.9% 27.87%
5 Yr 5.3%* -22.7% 13.3% 25.13%
10 Yr 9.6%* -5.6% 20.0% 33.18%

* Annualized


Return Ranking - Calendar

Period SHAPX Return Category Return Low Category Return High Rank in Category (%)
2018 -8.0% -67.0% 16.7% 16.45%
2017 12.5% -32.8% 34.8% 49.39%
2016 5.6% -28.0% 20.8% 54.32%
2015 -3.2% -46.9% 5.7% 32.34%
2014 6.0% -31.3% 53.8% 43.66%

Total Return Ranking - Trailing

Period SHAPX Return Category Return Low Category Return High Rank in Category (%)
YTD 15.5% -14.1% 34.0% 65.43%
1 Yr 7.9% -60.5% 39.7% 30.41%
3 Yr 7.0%* -29.2% 22.4% 62.97%
5 Yr 5.3%* -18.8% 14.3% 62.25%
10 Yr 9.6%* -4.0% 24.7% 72.62%

* Annualized


Total Return Ranking - Calendar

Period SHAPX Return Category Return Low Category Return High Rank in Category (%)
2018 -8.0% -67.0% 17.4% 36.93%
2017 12.5% -22.1% 34.8% 78.74%
2016 5.6% -14.7% 21.8% 79.15%
2015 -3.2% -40.3% 7.0% 60.29%
2014 6.0% -24.8% 56.3% 70.75%

NAV & Total Return History

SHAPX - Holdings

Concentration Analysis

SHAPX Category Low Category High SHAPX % Rank
Net Assets 6.14 B 2.15 M 773 B 13.20%
Number of Holdings 72 7 3615 61.10%
Net Assets in Top 10 1.96 B -57.2 M 135 B 12.90%
Weighting of Top 10 31.90% 2.4% 936.4% 38.80%

Top 10 Holdings

  1. Microsoft Corp 5.88%

  2. Berkshire Hathaway Inc A 3.37%

  3. UnitedHealth Group Inc 3.30%

  4. JPMorgan Chase & Co 3.20%

  5. Comcast Corp Class A 3.15%

  6. Apple Inc 2.80%

  7. The Home Depot Inc 2.76%

  8. Visa Inc Class A 2.75%

  9. Merck & Co Inc 2.43%

  10. Johnson & Johnson 2.26%


Asset Allocation

Weighting Return Low Return High SHAPX % Rank
Stocks
97.73% -6.79% 687.17% 57.20%
Cash
2.27% -187.97% 74.45% 35.80%
Preferred Stocks
0.00% -0.37% 7.17% 87.30%
Other
0.00% -5.58% 56.83% 87.40%
Convertible Bonds
0.00% 0.00% 2.23% 87.10%
Bonds
0.00% -595.81% 186.14% 87.40%

Stock Sector Breakdown

Weighting Return Low Return High SHAPX % Rank
Technology
20.66% -67.56% 52.42% 50.40%
Financial Services
17.14% 0.00% 187.22% 28.56%
Healthcare
14.80% 0.00% 47.60% 32.16%
Industrials
10.81% 0.00% 77.42% 34.67%
Consumer Cyclical
8.00% 0.00% 32.66% 81.06%
Communication Services
7.67% -0.57% 14.58% 2.71%
Energy
6.48% -1.23% 306.37% 17.84%
Consumer Defense
5.92% 0.00% 64.11% 69.64%
Basic Materials
5.59% 0.00% 90.41% 8.72%
Utilities
0.67% -1.17% 20.22% 71.24%
Real Estate
0.00% -1.66% 13.40% 97.09%

Stock Geographic Breakdown

Weighting Return Low Return High SHAPX % Rank
US
96.80% -6.79% 223.50% 34.70%
Non US
0.93% 0.00% 463.67% 69.90%

SHAPX - Expenses

Operational Fees

SHAPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.97% 0.00% 153.75% 52.72%
Management Fee 0.56% 0.00% 1.50% 53.40%
12b-1 Fee 0.25% 0.00% 1.00% 53.66%
Administrative Fee N/A 0.00% 0.85% N/A

Sales Fees

SHAPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 5.75% 1.00% 5.75% 43.79%
Deferred Load N/A 0.95% 5.00% N/A

Trading Fees

SHAPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.15% 2.00% N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SHAPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 8.00% 0.00% 836.00% 14.39%

SHAPX - Distributions

Dividend Yield Analysis

SHAPX Category Low Category High SHAPX % Rank
Dividend Yield 0.01% 0.00% 0.10% 40.00%

Dividend Distribution Analysis

SHAPX Category Low Category High Category Mode
Dividend Distribution Frequency Semi-Annually Annually Monthly Semi-Annually

Dividend Payout History


Net Income Ratio Analysis

SHAPX Category Low Category High SHAPX % Rank
Net Income Ratio 1.02% -1.49% 3.64% 46.58%

Capital Gain Distribution Analysis

SHAPX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Semi-Annually

SHAPX - Managers

Tenure Analysis

Category Low

0.0

Category High

83.42

Category Average

7.0

Category Mode

3.54