Shelton S&P Smallcap Index Direct
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
Vitals
YTD Return
-15.5%
1 yr return
-8.5%
3 Yr Avg Return
9.0%
5 Yr Avg Return
8.4%
Net Assets
$58.4 M
Holdings in Top 10
5.7%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.81%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 14.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Investment Style
Small Blend
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
SMCIX - Profile
Distributions
- YTD Total Return -15.5%
- 3 Yr Annualized Total Return 9.0%
- 5 Yr Annualized Total Return 8.4%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 0.59%
- Dividend Yield 0.7%
- Dividend Distribution Frequency Quarterly
Fund Details
-
Legal NameShelton Capital Management S&P Smallcap Index Fund
-
Fund Family NameShelton Capital Management
-
Inception DateOct 02, 1996
-
Shares OutstandingN/A
-
Share ClassOther
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerStephen Rogers
Fund Description
The S&P SmallCap 600 Index includes common stocks of 600 small U.S. companies from a broad range of industries. The fund is passively managed. It invests primarily in the stocks that make up the S&P SmallCap 600 Index so that the weighting of each stock in the portfolio approximates the index. The fund's policy to invest at least 80% of its total assets (which includes the amount of any borrowings for investment purposes) in the underlying stocks.
SMCIX - Performance
Return Ranking - Trailing
Period | SMCIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -15.5% | -40.2% | 152.4% | 42.90% |
1 Yr | -8.5% | -22.4% | 66.6% | 34.48% |
3 Yr | 9.0%* | -12.9% | 16.5% | 29.97% |
5 Yr | 8.4%* | -5.1% | 14.1% | 28.45% |
10 Yr | 11.4%* | 3.5% | 13.2% | 10.95% |
* Annualized
Return Ranking - Calendar
Period | SMCIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2021 | 15.4% | -71.0% | 40.4% | 26.88% |
2020 | 6.0% | -51.0% | 110.8% | 74.55% |
2019 | 13.4% | -54.6% | 350.1% | 89.86% |
2018 | -16.1% | -67.3% | 5.2% | 25.13% |
2017 | 1.5% | -62.1% | 36.3% | 70.88% |
Total Return Ranking - Trailing
Period | SMCIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -15.5% | -60.2% | 152.4% | 37.29% |
1 Yr | -8.5% | -26.9% | 80.7% | 30.90% |
3 Yr | 9.0%* | -14.0% | 16.5% | 27.46% |
5 Yr | 8.4%* | -5.6% | 14.1% | 26.82% |
10 Yr | 11.4%* | 3.5% | 13.2% | 10.37% |
* Annualized
Total Return Ranking - Calendar
Period | SMCIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2021 | 15.4% | -71.0% | 40.4% | 26.88% |
2020 | 6.0% | -51.0% | 110.8% | 74.55% |
2019 | 13.4% | -54.6% | 37.8% | 89.86% |
2018 | -16.1% | -67.1% | 7.8% | 44.39% |
2017 | 1.5% | -62.1% | 367.5% | 90.80% |
NAV & Total Return History
SMCIX - Holdings
Concentration Analysis
SMCIX | Category Low | Category High | SMCIX % Rank | |
---|---|---|---|---|
Net Assets | 58.4 M | 1.45 M | 121 B | 82.72% |
Number of Holdings | 606 | 2 | 2519 | 18.47% |
Net Assets in Top 10 | 3.95 M | 3 K | 4.53 B | 93.28% |
Weighting of Top 10 | 5.66% | 2.4% | 100.0% | 89.47% |
Top 10 Holdings
- GameStop Corp Class A 1.10%
- Momenta Pharmaceuticals Inc 0.92%
- Lithia Motors Inc Class A 0.82%
- Macy's Inc 0.75%
- Capri Holdings Ltd 0.73%
- Emergent BioSolutions Inc 0.73%
- Omnicell Inc 0.71%
- Cleveland-Cliffs Inc 0.67%
- Sunrun Inc 0.66%
- TopBuild Corp 0.64%
Asset Allocation
Weighting | Return Low | Return High | SMCIX % Rank | |
---|---|---|---|---|
Stocks | 98.89% | 58.57% | 100.32% | 36.34% |
Cash | 1.10% | -43.12% | 39.45% | 63.51% |
Preferred Stocks | 0.00% | 0.00% | 6.89% | 52.21% |
Other | 0.00% | -4.90% | 7.28% | 51.45% |
Convertible Bonds | 0.00% | 0.00% | 2.99% | 51.30% |
Bonds | 0.00% | 0.00% | 36.73% | 51.45% |
Stock Sector Breakdown
Weighting | Return Low | Return High | SMCIX % Rank | |
---|---|---|---|---|
Financial Services | 17.40% | 0.00% | 34.95% | 29.28% |
Industrials | 16.93% | 3.31% | 43.08% | 47.30% |
Technology | 13.77% | 0.00% | 52.46% | 58.09% |
Consumer Cyclical | 12.65% | 0.00% | 46.62% | 25.42% |
Healthcare | 11.63% | 0.00% | 31.04% | 66.41% |
Real Estate | 9.23% | 0.00% | 28.50% | 23.42% |
Basic Materials | 5.43% | 0.00% | 16.91% | 38.21% |
Consumer Defense | 4.44% | 0.00% | 18.87% | 41.60% |
Energy | 4.04% | 0.00% | 37.72% | 72.42% |
Communication Services | 2.63% | 0.00% | 18.12% | 51.46% |
Utilities | 1.85% | 0.00% | 18.34% | 66.26% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | SMCIX % Rank | |
---|---|---|---|---|
US | 97.67% | 48.15% | 100.00% | 29.92% |
Non US | 1.22% | 0.00% | 36.31% | 64.43% |
SMCIX - Expenses
Operational Fees
SMCIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.81% | 0.03% | 2.78% | 67.65% |
Management Fee | 0.50% | 0.00% | 1.50% | 25.50% |
12b-1 Fee | N/A | 0.00% | 1.00% | 6.00% |
Administrative Fee | 0.10% | 0.01% | 0.45% | 50.00% |
Sales Fees
SMCIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 0.00% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
SMCIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | 88.37% |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
SMCIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 14.00% | 0.20% | 339.00% | 7.17% |
SMCIX - Distributions
Dividend Yield Analysis
SMCIX | Category Low | Category High | SMCIX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.73% | 0.00% | 18.52% | 11.40% |
Dividend Distribution Analysis
SMCIX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Quarterly | Annually | Quarterly | Annually |
Net Income Ratio Analysis
SMCIX | Category Low | Category High | SMCIX % Rank | |
---|---|---|---|---|
Net Income Ratio | 0.59% | -2.40% | 2.67% | 27.74% |
Capital Gain Distribution Analysis
SMCIX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Dividend Payout History
Date | Amount | Type |
---|---|---|
Mar 31, 2022 | $0.041 | OrdinaryDividend |
Dec 31, 2021 | $0.103 | OrdinaryDividend |
Sep 30, 2021 | $0.060 | OrdinaryDividend |
Jun 30, 2021 | $0.029 | OrdinaryDividend |
Mar 31, 2021 | $0.022 | OrdinaryDividend |
Dec 31, 2020 | $0.040 | OrdinaryDividend |
Sep 30, 2020 | $0.027 | OrdinaryDividend |
Jun 30, 2020 | $0.042 | OrdinaryDividend |
Mar 31, 2020 | $0.032 | OrdinaryDividend |
Dec 31, 2019 | $0.034 | OrdinaryDividend |
Nov 29, 2019 | $1.411 | OrdinaryDividend |
Sep 30, 2019 | $0.040 | OrdinaryDividend |
Jun 28, 2019 | $0.034 | OrdinaryDividend |
Mar 29, 2019 | $0.046 | OrdinaryDividend |
Dec 31, 2018 | $0.058 | OrdinaryDividend |
Sep 28, 2018 | $0.014 | OrdinaryDividend |
Jun 29, 2018 | $0.028 | OrdinaryDividend |
Mar 29, 2018 | $0.032 | OrdinaryDividend |
Dec 29, 2017 | $0.033 | OrdinaryDividend |
Sep 29, 2017 | $0.027 | OrdinaryDividend |
Jun 30, 2017 | $0.035 | OrdinaryDividend |
Mar 31, 2017 | $0.024 | OrdinaryDividend |
Dec 30, 2016 | $0.010 | OrdinaryDividend |
Sep 30, 2016 | $0.048 | OrdinaryDividend |
Jun 30, 2016 | $0.028 | OrdinaryDividend |
Mar 31, 2016 | $0.032 | OrdinaryDividend |
Dec 31, 2015 | $0.051 | OrdinaryDividend |
Sep 30, 2015 | $0.032 | OrdinaryDividend |
Jun 30, 2015 | $0.025 | OrdinaryDividend |
Mar 31, 2015 | $0.050 | OrdinaryDividend |
Dec 31, 2014 | $0.043 | OrdinaryDividend |
Sep 30, 2014 | $0.016 | OrdinaryDividend |
Jun 30, 2014 | $0.032 | OrdinaryDividend |
Mar 31, 2014 | $0.010 | OrdinaryDividend |
Dec 31, 2013 | $0.037 | OrdinaryDividend |
Sep 30, 2013 | $0.008 | OrdinaryDividend |
Jun 28, 2013 | $0.025 | OrdinaryDividend |
Mar 28, 2013 | $0.055 | OrdinaryDividend |
Dec 31, 2012 | $0.056 | OrdinaryDividend |
Sep 28, 2012 | $0.004 | OrdinaryDividend |
Jun 29, 2012 | $0.028 | OrdinaryDividend |
Mar 30, 2012 | $0.019 | OrdinaryDividend |
SMCIX - Fund Manager Analysis
Managers
Stephen Rogers
Start Date
Tenure
Tenure Rank
Dec 31, 2003
18.34
18.3%
Stephen C. Rogers has joined Shelton Capital Management in 1993 and serves as Chief Executive Officer of Shelton Capital Management. Mr. Rogers graduated from the University of Iowa in 1988 and earned his MBA from the University of California at Berkeley in 2000.
Anthony Jacoby
Start Date
Tenure
Tenure Rank
Jan 01, 2022
0.33
0.3%
Anthony Jacoby, CFA, has been a portfolio manager for the S&P 500 Index Fund, S&P MidCap Index Fund, S&P SmallCap Index Fund and Nasdaq-100 Index Fund since January 1, 2022. Mr. Jacoby joined Shelton in 2017 and previously worked at Brown Brothers Harriman since 2013. Mr. Jacoby graduated from the University of Colorado Boulder in 2008 with a B.A in Economics.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.02 | 49.53 | 6.87 | 2.5 |