SWSSX: Schwab Small Cap Index Fund® - MutualFunds.com

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Schwab Small Cap Index

SWSSX - Snapshot

Vitals

  • YTD Return 12.6%
  • 3 Yr Annualized Return 2.3%
  • 5 Yr Annualized Return 7.3%
  • Net Assets $3.99 B
  • Holdings in Top 10 3.9%

52 WEEK LOW AND HIGH

$32.16
$17.37
$32.78

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.04%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 14.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $0
  • IRA N/A

Fund Classification


Compare SWSSX to Popular U.S. Small-Cap Blend Equity Funds and ETFs

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

$184.78

+1.55%

$91.06 B

0.92%

$1.68

11.10%

-

$88.49

+1.53%

$91.06 B

-

$0.00

11.52%

-

$87.93

+2.45%

$41.70 B

1.38%

$1.19

4.04%

-

$184.22

+1.88%

$40.71 B

1.13%

$2.05

10.82%

-

$36.84

+2.36%

$13.21 B

0.90%

$0.32

5.17%

-

SWSSX - Profile

Distributions

  • YTD Total Return 12.6%
  • 3 Yr Annualized Total Return 2.3%
  • 5 Yr Annualized Total Return 7.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.43%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Schwab Small Cap Index Fund®
  • Fund Family Name
    Schwab Funds
  • Inception Date
    May 19, 1997
  • Shares Outstanding
    146840046
  • Share Class
    Other
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Ferian Juwono

Fund Description

The fund normally invests at least 80% of its net assets (including, for this purpose, any borrowings for investment purposes) in these stocks; typically, the actual percentage is considerably higher. It generally will seek to replicate the performance of the index by giving the same weight to a given stock as the index does. The fund may invest in derivatives, principally futures contracts, and lend its securities to minimize the gap in performance that naturally exists between any index fund and its corresponding index.


SWSSX - Performance

Return Ranking - Trailing

Period SWSSX Return Category Return Low Category Return High Rank in Category (%)
YTD 12.6% -55.6% 106.1% 13.99%
1 Yr 0.0% -62.6% 18.9% 18.11%
3 Yr 2.3%* -24.8% 9.5% 19.10%
5 Yr 7.3%* -10.7% 12.3% 15.50%
10 Yr 9.8%* -0.7% 12.2% 18.61%

* Annualized

Return Ranking - Calendar

Period SWSSX Return Category Return Low Category Return High Rank in Category (%)
2019 18.4% -54.6% 48.3% 65.55%
2018 -19.7% -67.3% 0.0% 45.58%
2017 9.0% -62.9% 36.3% 25.73%
2016 16.6% -3.5% 34.1% 60.39%
2015 -10.6% -36.2% 0.4% 57.33%

Total Return Ranking - Trailing

Period SWSSX Return Category Return Low Category Return High Rank in Category (%)
YTD 12.6% -55.6% 106.1% 14.14%
1 Yr 0.0% -64.4% 18.9% 15.66%
3 Yr 2.3%* -25.6% 9.5% 18.07%
5 Yr 7.3%* -11.1% 12.3% 14.08%
10 Yr 9.8%* -0.7% 12.2% 18.25%

* Annualized

Total Return Ranking - Calendar

Period SWSSX Return Category Return Low Category Return High Rank in Category (%)
2019 18.4% -54.6% 48.3% 65.55%
2018 -19.7% -67.1% 0.0% 63.41%
2017 9.0% -17.6% 52.6% 65.01%
2016 16.6% -3.5% 34.1% 75.69%
2015 -10.6% -36.2% 5.3% 80.74%

NAV & Total Return History


SWSSX - Holdings

Concentration Analysis

SWSSX Category Low Category High SWSSX % Rank
Net Assets 3.99 B 150 K 91.1 B 5.73%
Number of Holdings 2023 1 2521 2.87%
Net Assets in Top 10 157 M 47.5 K 3.41 B 21.98%
Weighting of Top 10 3.93% 2.6% 100.0% 96.34%

Top 10 Holdings

  1. MyoKardia Inc 0.59%
  2. Penn National Gaming Inc 0.43%
  3. E-Mini Russ 2000 Dec20 Xcme 20201218 0.42%
  4. E-Mini Russ 2000 Dec20 Xcme 20201218 0.42%
  5. E-Mini Russ 2000 Dec20 Xcme 20201218 0.42%
  6. E-Mini Russ 2000 Dec20 Xcme 20201218 0.42%
  7. E-Mini Russ 2000 Dec20 Xcme 20201218 0.42%
  8. E-Mini Russ 2000 Dec20 Xcme 20201218 0.42%
  9. E-Mini Russ 2000 Dec20 Xcme 20201218 0.42%
  10. E-Mini Russ 2000 Dec20 Xcme 20201218 0.42%

Asset Allocation

Weighting Return Low Return High SWSSX % Rank
Stocks
99.62% 0.38% 103.77% 21.70%
Cash
0.38% -107.25% 51.09% 75.14%
Preferred Stocks
0.00% 0.00% 9.83% 47.99%
Other
0.00% -0.49% 61.23% 48.13%
Convertible Bonds
0.00% 0.00% 8.73% 45.98%
Bonds
0.00% 0.00% 63.85% 49.14%

Stock Sector Breakdown

Weighting Return Low Return High SWSSX % Rank
Healthcare
21.18% 0.00% 53.90% 16.52%
Industrials
15.59% 3.43% 45.50% 77.68%
Financial Services
14.47% 0.00% 39.58% 52.17%
Technology
13.97% 0.00% 43.25% 68.70%
Consumer Cyclical
12.03% 1.14% 34.13% 63.91%
Real Estate
7.53% 0.00% 26.04% 34.93%
Consumer Defense
3.91% 0.00% 15.18% 64.20%
Basic Materials
3.82% 0.00% 18.52% 57.10%
Utilities
3.29% 0.00% 22.99% 21.88%
Communication Services
2.41% 0.00% 21.56% 49.71%
Energy
1.79% 0.00% 21.41% 52.03%

Stock Geographic Breakdown

Weighting Return Low Return High SWSSX % Rank
US
98.78% 0.38% 102.17% 17.53%
Non US
0.84% 0.00% 31.89% 65.95%

SWSSX - Expenses

Operational Fees

SWSSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.04% 0.01% 11.80% 99.39%
Management Fee 0.04% 0.00% 2.18% 2.44%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

SWSSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

SWSSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% 4.65%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SWSSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 14.00% 0.02% 454.00% 5.01%

SWSSX - Distributions

Dividend Yield Analysis

SWSSX Category Low Category High SWSSX % Rank
Dividend Yield 0.00% 0.00% 40.45% 50.72%

Dividend Distribution Analysis

SWSSX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Annually Annually

Net Income Ratio Analysis

SWSSX Category Low Category High SWSSX % Rank
Net Income Ratio 1.43% -2.00% 2.80% 6.69%

Capital Gain Distribution Analysis

SWSSX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

SWSSX - Fund Manager Analysis

Managers

Ferian Juwono


Start Date

Tenure

Tenure Rank

Feb 28, 2013

7.68

7.7%

Ferian Juwono, CFA, Managing Director and Senior Portfolio Manager. Prior to joining CSIM in 2010, Mr. Juwono worked at BlackRock (formerly Barclays Global Investors) as a portfolio manager, managing equity index funds for institutional clients, and nearly two years as a senior business analyst. Prior to that, Mr. Juwono worked for more than four years as a senior financial analyst with Union Bank of California.

Christopher Bliss


Start Date

Tenure

Tenure Rank

Apr 26, 2017

3.52

3.5%

Christopher Bliss, CFA, Vice President and Head of the Passive Equity Team, leads the portfolio management team for Schwab’s Passive Equity Funds and ETFs. Prior to joining CSIM in 2016, Mr. Bliss spent twelve years at BlackRock (formerly Barclays Global Investors) managing and leading institutional index teams, most recently as a Managing Director and Head of Americas Institutional Index team. Prior to BlackRock, he worked as an equity analyst and portfolio manager for Harris Bretall and before that, as a research analyst for JP Morgan.

Sabya Sinha


Start Date

Tenure

Tenure Rank

Apr 26, 2017

3.52

3.5%

Sabya Sinha, Portfolio Manager, is responsible for the day-to-day co-management of the Schwab Fundamental U.S. Broad Market Index ETF, Schwab Fundamental U.S. Large Company Index ETF and Schwab Fundamental U.S. Small Company Index ETF. Prior to joining CSIM in 2015, Mr. Sinha spent a year at F-Squared Investments on the product development and analytics team. Prior to F-Squared, he worked at IndexIQ Advisors as a senior index portfolio manager for three years and for Bank of America’s Columbia Management subsidiary as a portfolio manager for three years.

Jeremy Brown


Start Date

Tenure

Tenure Rank

Feb 28, 2019

1.67

1.7%

Jeremy Brown, Portfolio Manager, joined CSIM in 2017, Mr. Brown spent six years with ALPS Advisors, Inc. in Denver, most recently as a Senior Analyst in the ETF Portfolio Management and Research Team where he performed portfolio management, trading and analytics/research functions of ALPS ETFs and passive funds. Additionally, Mr. Brown led a number of investment research, commentary, industry trend analysis and sales and marketing support initiatives.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 48.03 6.4 1.0