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UISCX USAA Small Cap Stock Institutional

  • Fund
  • UISCX
  • Price as of: Sep 20, 2019
  • $16.76 - $0.00 - 0.00%

UISCX - Profile

Vitals

  • YTD Return 18.8%
  • 3 Yr Annualized Return 0.2%
  • 5 Yr Annualized Return -2.0%
  • Net Assets $1.51 B
  • Holdings in Top 10 21.1%

52 WEEK LOW AND HIGH

$16.76
$13.27
$20.04

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.95%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 68.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$1,000,000

IRA

N/A

Fund Classification

PRIMARY CATEGORY

  • Fund Type Open End Mutual Fund
  • Investment Style Small Blend

Distributions

  • YTD Total Return 18.8%
  • 3 Yr Annualized Total Return 0.2%
  • 5 Yr Annualized Total Return -2.0%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.42%
DIVIDENDS
  • Dividend Yield 0.3%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name USAA Small Cap Stock Fund
  • Fund Family Name USAA
  • Inception Date Aug 01, 2008
  • Shares Outstanding N/A
  • Share Class Inst
  • Currency USD
  • Domiciled Country United States
  • Manager Shaun F. Pedersen

Fund Description

The fund normally invests at least 80% of its assets in equity securities of companies with small market capitalizations. Although the fund invests primarily in U.S. securities, it may invest up to 20% of its total assets in foreign securities including securities issued in emerging markets.

UISCX - Performance

Return Ranking - Trailing

Period UISCX Return Category Return Low Category Return High Rank in Category (%)
YTD 18.8% -94.0% 37.3% 21.43%
1 Yr -16.7% -96.0% 3.4% 43.99%
3 Yr 0.2%* -63.3% 10.1% 44.28%
5 Yr -2.0%* -45.1% 39.6% 55.05%
10 Yr N/A* -16.5% 18.2% N/A

* Annualized


Return Ranking - Calendar

Period UISCX Return Category Return Low Category Return High Rank in Category (%)
2018 -20.3% -59.5% 0.1% 43.75%
2017 -0.8% -36.3% 36.3% 77.56%
2016 17.5% -36.7% 34.1% 50.00%
2015 -13.1% -48.0% 336.8% 62.71%
2014 -8.2% -29.2% 15.7% 77.70%

Total Return Ranking - Trailing

Period UISCX Return Category Return Low Category Return High Rank in Category (%)
YTD 18.8% -94.0% 37.3% 21.43%
1 Yr -16.7% -96.0% 3.4% 63.21%
3 Yr 0.2%* -62.4% 13.4% 72.56%
5 Yr -2.0%* -42.2% 42.0% 82.58%
10 Yr N/A* -12.1% 20.2% N/A

* Annualized


Total Return Ranking - Calendar

Period UISCX Return Category Return Low Category Return High Rank in Category (%)
2018 -20.3% -44.3% 0.1% 64.18%
2017 -0.8% -26.8% 52.6% 91.87%
2016 17.5% -24.6% 34.1% 70.41%
2015 -13.1% -48.0% 341.1% 83.47%
2014 -8.2% -29.2% 15.7% 88.06%

NAV & Total Return History

UISCX - Holdings

Concentration Analysis

UISCX Category Low Category High UISCX % Rank
Net Assets 1.51 B 877 K 89.3 B 12.67%
Number of Holdings 83 1 2498 72.90%
Net Assets in Top 10 33.9 M 70.9 K 3.18 B 59.35%
Weighting of Top 10 21.14% 2.8% 245.7% 30.49%

Top 10 Holdings

  1. TriMas Corp 2.50%

  2. WNS (Holdings) Ltd ADR 2.44%

  3. ESCO Technologies Inc 2.31%

  4. Mueller Industries Inc 2.29%

  5. First Midwest Bancorp Inc 2.26%

  6. Huron Consulting Group Inc 1.99%

  7. Belden Inc 1.89%

  8. C&C Group PLC 1.83%

  9. Northwest Bancshares Inc 1.83%

  10. Physicians Realty Trust 1.81%


Asset Allocation

Weighting Return Low Return High UISCX % Rank
Stocks
95.46% 86.85% 101.39% 86.30%
Cash
4.55% -15.54% 21.68% 14.58%
Preferred Stocks
0.00% -0.06% 8.37% 9.13%
Other
0.00% -17.50% 12.21% 11.63%
Convertible Bonds
0.00% 0.00% 2.46% 6.48%
Bonds
0.00% -29.65% 3.83% 9.43%

Stock Sector Breakdown

Weighting Return Low Return High UISCX % Rank
Industrials
31.54% 0.13% 48.31% 2.21%
Financial Services
18.57% 0.00% 38.44% 31.86%
Real Estate
11.82% 0.00% 21.22% 6.49%
Technology
8.86% 0.00% 42.35% 87.17%
Basic Materials
6.87% 0.00% 23.40% 21.53%
Consumer Cyclical
6.81% 0.00% 43.18% 94.69%
Consumer Defense
4.84% 0.00% 13.34% 21.39%
Energy
2.83% -2.18% 23.82% 55.90%
Utilities
1.85% 0.00% 24.59% 71.68%
Healthcare
1.47% 0.00% 28.32% 96.31%
Communication Services
0.00% 0.00% 11.80% 70.06%

Stock Geographic Breakdown

Weighting Return Low Return High UISCX % Rank
US
86.68% 80.03% 100.00% 94.55%
Non US
8.78% 0.00% 19.60% 6.04%

UISCX - Expenses

Operational Fees

UISCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.95% 0.00% 586.45% 71.60%
Management Fee 0.75% 0.00% 1.50% 40.35%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee 0.10% 0.00% 0.70% 38.95%

Sales Fees

UISCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

UISCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

UISCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 68.00% 0.00% 436.00% 70.31%

UISCX - Distributions

Dividend Yield Analysis

UISCX Category Low Category High UISCX % Rank
Dividend Yield 0.28% 0.00% 1.83% 31.66%

Dividend Distribution Analysis

UISCX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Semi-Annually Annually

Dividend Payout History


Net Income Ratio Analysis

UISCX Category Low Category High UISCX % Rank
Net Income Ratio 0.42% -12.00% 2.65% 34.83%

Capital Gain Distribution Analysis

UISCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

UISCX - Managers

Shaun F. Pedersen

Manager

Start Date

Tenure

Tenure Rank

Dec 31, 2004

14.67

14.7%

Shaun F. Pederson, began his investment career in 1991. Mr. Pedersen joined Wellington Management as an investment professional in 2004. He has been involved in portfolio management and securities analysis for the Trust since joining the firm. Prior to joining Wellington Management, Mr. Pedersen was an investment professional at Thomas Weisel Asset Management (2001-2004) and at The Boston Company (1996-2000).


Timothy J. McCormack

Manager

Start Date

Tenure

Tenure Rank

Jul 31, 2008

11.09

11.1%

Mr. McCormack began his investment career in 1991. He joined Wellington Management as an investment professional in 2000. McCormack is a member of the New York Society of Security Analysts. Mr. McCormack holds the Chartered Financial Analyst designation.


Andrew L. Beja

Manager

Start Date

Tenure

Tenure Rank

Jul 11, 2012

7.14

7.1%

Andrew Beja, CFA, joined Granahan Investment Management at the end of 2011 as a Portfolio Manager. From 2000 to 2011, Drew was with Lee Munder Capital Group in Boston, a firm he co-founded and where he managed several small and SMID cap growth equity products. In 2007, he started the Focused Growth strategy that he continues to manage at Granahan. Prior to Lee Munder, Drew was a portfolio manager with Standish, Ayer & Wood. Before moving to the buy-side, Drew was an equities analyst for Advest. Beja holds the Chartered Financial Analyst designation. He holds a BA from Miami University (Ohio) and was named fourth on the Barron’s/Value Line list of Top Fund Managers in July 2000.


Jennifer M. Pawloski

Manager

Start Date

Tenure

Tenure Rank

Jul 11, 2012

7.14

7.1%

Jennifer M. Pawloski is a Vice President, Partner, and Portfolio Manager with an expertise in the Technology sector at Granahan Investment Management, Inc. She has worked in investment management since 1993, has been with Granahan since 2007, has managed investment portfolios since 2008. Prior to joining Granahan Investment Management Inc in 2007, Ms. Pawloski was the Director of Equity Research for Longwood Investment Advisors in Boston, Massachusetts. Education: B.S., Bentley College.


Gary C. Hatton

Manager

Start Date

Tenure

Tenure Rank

Jul 11, 2012

7.14

7.1%

Gary Hatton is co-Founder and Chief Investment Officer of Granahan Investment Management, and is a Managing Director serving on the Executive Committee. As a portfolio manager, Gary is responsible for the GIM Small Cap Discoveries strategy and a portion of the multi-managed Small Cap and SMID-Cap portfolios. His research expertise is in the Medical and Biotechnology Sectors. Prior to joining Granahan Investment Management in 1985, Gary was a Healthcare and Industrials Analyst at Eaton Vance Management in Boston. Gary received his MS in Finance from the University of Wisconsin at Madison, and his BS from University of Rhode Island. Gary holds the Chartered Financial Analyst designation and is a member of the CFA Institute.


David M. Rose

Manager

Start Date

Tenure

Tenure Rank

Mar 31, 2015

4.42

4.4%

David Rose joined GIM in January 2015 and is a Vice President of the firm. David has over 17 years industry experience, including as a portfolio manager for several highly ranked equity funds. At GIM, he is a portfolio manager for the multi-managed Small Cap and SMID-Cap portfolios, and a global equity analyst. Prior to joining GIM, most recently David was a partner with Furey Research Partners in Boston, where he conducted small cap equity research for use by the firm’s investment manager clients. Prior to his work at Furey Research, David spent much of his career as a portfolio manager with American Century Investments in Kansas City, MO, before moving to Pyramis Global Advisors in Smithfield, RI to manage a new mid-cap fund. David received his MS in Finance from the University of Wisconsin at Madison, and his BS in Business Administration from Washington University in St. Louis, MO. He holds the Chartered Financial Analyst designation and is a member of the CFA Institute and the Boston Security Analysts Society.


Jeffrey A Harrison

Manager

Start Date

Tenure

Tenure Rank

Jul 31, 2015

4.09

4.1%

Jeffrey A. Harrison, CFA, is a Vice President and Portfolio Manager with an expertise in the healthcare and financial services sectors. He has co-managed a portion of the Fund since July 2015. Prior to joining GIMI in 2015, Mr.Harrison was with Wells Capital Management in Richmond, Virginia, where he was a portfolio manager on a diversified small cap growth equity fund. Jeffrey earned a bachelor’s degree in economics from Hampden-Sydney College and a master’s degree in business administration from The College of William and Mary. Jeffrey has earned the right to use the CFA designation and is a member of CFA Institute.


Michael L. Waterman

Manager

Start Date

Tenure

Tenure Rank

May 16, 2017

2.29

2.3%

Michael Waterman, CFA is a Portfolio Manager at ClariVest Asset Management, LLC on the team responsible for the firm’s U.S. micro cap and U.S. small cap investment strategies. Prior to joining ClariVest in 2003, Mr. Waterman was a Market Research Analyst at Nicholas-Applegate Capital Management, where he developed marketing materials as well as worked with Investment personnel to create analytical charts and commentaries covering the market environment. Before joining Nicholas-Applegate, Mr. Waterman was a Pension Administrator at San Diego Pension Consultants. He holds a Bachelor of Science degree in Management Science from the University of California, San Diego, and a MiF from London Business School. Michael began his investment career in 2000.


Todd Wolter

Manager

Start Date

Tenure

Tenure Rank

May 16, 2017

2.29

2.3%

Todd Wolter, CFA is a founder and Principal of ClariVest Asset Management LLC. Mr. Wolter is a lead portfolio manager on the team responsible for the firm’s U.S. micro cap and U.S. small cap investment strategies. Prior to forming ClariVest in March 2006, Mr. Wolter was the portfolio manager for the Systematic mid-cap strategies and co-manager for the Systematic small/mid (smid) strategies at Nicholas-Applegate Capital Management. He was a member of the Systematic investment team. Prior to Nicholas-Applegate, Mr. Wolter worked as a quantitative risk analyst with Credit Suisse Asset Management and has also held positions with Prudential Securities and Olde Financial. He holds a Bachelor’s degree in Economics from the University of Southern California and an MBA from the University of California, Irvine. Mr. Wolter began his investment career in 1995.


Brian S. Matuszak

Manager

Start Date

Tenure

Tenure Rank

Jul 01, 2019

0.17

0.2%

Brian, who has many yaers investment industry experience, analyzes equity securities for Munder Capital’s mid-capitalization core growth, mid-cap growth, focused mid-cap growth and small-cap/mid-cap blend equity strategies. He assists with portfolio strategy, sector analysis, stock selection, and the monitoring of companies owned in the portfolio. Before becoming an equity analyst, Brian served two years as an internal wholesaler for Munder Capital. Prior to joining Munder Capital in 2000, he was a financial advisor for Prudential Securities. Brian also has experience as a micro-economics instructor at Macomb Community College. He earned both a B.B.A. in finance and accounting (with distinction), and an M.S. in applied economics from the University of Michigan. He is a CFA® charterholder and is a member of the CFA Institute and the CFA Society of Detroit.


Tenure Analysis

Category Low

0.01

Category High

46.86

Category Average

6.62

Category Mode

3.96