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Trending ETFs

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$30.19

$2.33 B

0.00%

$0.00

1.12%

Vitals

YTD Return

-39.6%

1 yr return

-31.4%

3 Yr Avg Return

8.5%

5 Yr Avg Return

12.8%

Net Assets

$2.33 B

Holdings in Top 10

31.7%

52 WEEK LOW AND HIGH

$29.2
$29.20
$69.03

Expenses

OPERATING FEES

Expense Ratio 1.12%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover N/A

Redemption Fee 2.00%


Min Investment

Standard (Taxable)

$2,000

IRA

$2,000


Fund Classification

Fund Type

Open End Mutual Fund

Investment Style

Small Growth


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$30.19

$2.33 B

0.00%

$0.00

1.12%

WAAEX - Profile

Distributions

  • YTD Total Return -39.6%
  • 3 Yr Annualized Total Return 8.5%
  • 5 Yr Annualized Total Return 12.8%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.00%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Wasatch Small Cap Growth Fund®
  • Fund Family Name
    Wasatch
  • Inception Date
    Dec 08, 1986
  • Shares Outstanding
    N/A
  • Share Class
    Inv
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    J.B. Taylor

Fund Description

The fund invests primarily in small growth companies. It will invest at least 80% of the fund's net assets (plus borrowings for investment purposes) in the equity securities, typically common stock, of small-capitalization companies. The fund may invest up to 20% of its total assets at the time of purchase in securities issued by foreign companies (companies that are incorporated in any country outside the United States and whose securities principally trade outside the United States).


WAAEX - Performance

Return Ranking - Trailing

Period WAAEX Return Category Return Low Category Return High Rank in Category (%)
YTD -39.6% -57.7% 530.1% 95.02%
1 Yr -31.4% -63.8% 60.0% 84.85%
3 Yr 8.5%* -20.6% 40.7% 51.32%
5 Yr 12.8%* -14.3% 30.8% 16.55%
10 Yr 11.7%* -7.0% 20.0% 49.81%

* Annualized

Return Ranking - Calendar

Period WAAEX Return Category Return Low Category Return High Rank in Category (%)
2021 -12.1% -98.2% 781.7% 61.07%
2020 45.2% -63.0% 340.3% 17.46%
2019 21.9% -9.1% 48.3% 50.61%
2018 -25.9% -76.3% 13.6% 78.88%
2017 9.0% -34.7% 37.0% 74.65%

Total Return Ranking - Trailing

Period WAAEX Return Category Return Low Category Return High Rank in Category (%)
YTD -39.6% -67.4% 530.1% 94.86%
1 Yr -31.4% -64.1% 60.0% 82.75%
3 Yr 8.5%* -22.2% 40.7% 48.09%
5 Yr 12.8%* -15.3% 30.8% 15.38%
10 Yr 11.7%* -7.6% 20.0% 47.84%

* Annualized

Total Return Ranking - Calendar

Period WAAEX Return Category Return Low Category Return High Rank in Category (%)
2021 -12.1% -98.2% 781.7% 61.24%
2020 45.2% -63.0% 340.3% 17.46%
2019 21.9% -9.1% 48.3% 50.61%
2018 -25.9% -76.3% 14.5% 82.67%
2017 9.0% -8.4% 42.0% 91.49%

NAV & Total Return History


WAAEX - Holdings

Concentration Analysis

WAAEX Category Low Category High WAAEX % Rank
Net Assets 2.33 B 183 K 28 B 22.17%
Number of Holdings 66 6 1336 77.36%
Net Assets in Top 10 908 M 59 K 2.7 B 9.28%
Weighting of Top 10 31.73% 4.7% 100.0% 19.56%

Top 10 Holdings

  1. Ensign Group Inc 4.07%
  2. CyberArk Software Ltd 3.97%
  3. Rapid7 Inc 3.80%
  4. Medpace Holdings Inc 3.46%
  5. Monolithic Power Systems Inc 3.23%
  6. Paylocity Holding Corp 3.12%
  7. Five9 Inc 3.06%
  8. HealthEquity Inc 2.99%
  9. HubSpot Inc 2.98%
  10. Helios Technologies Inc 2.80%

Asset Allocation

Weighting Return Low Return High WAAEX % Rank
Stocks
98.45% 77.52% 101.30% 32.86%
Cash
1.15% -1.30% 22.49% 67.77%
Other
0.40% -1.57% 20.21% 13.05%
Preferred Stocks
0.00% 0.00% 3.43% 36.48%
Convertible Bonds
0.00% 0.00% 1.57% 35.69%
Bonds
0.00% 0.00% 3.19% 34.59%

Stock Sector Breakdown

Weighting Return Low Return High WAAEX % Rank
Technology
27.26% 0.00% 75.51% 32.55%
Healthcare
25.44% 0.00% 58.05% 27.20%
Consumer Cyclical
15.37% 0.00% 40.68% 22.17%
Industrials
14.17% 0.00% 36.64% 75.16%
Financial Services
10.02% 0.00% 100.00% 22.48%
Consumer Defense
6.41% 0.00% 30.87% 13.36%
Energy
1.32% 0.00% 55.49% 63.52%
Utilities
0.00% 0.00% 10.26% 55.19%
Real Estate
0.00% 0.00% 27.01% 82.55%
Communication Services
0.00% 0.00% 15.31% 89.78%
Basic Materials
0.00% 0.00% 11.17% 89.31%

Stock Geographic Breakdown

Weighting Return Low Return High WAAEX % Rank
US
97.04% 32.04% 99.56% 16.67%
Non US
1.41% 0.00% 46.32% 80.50%

WAAEX - Expenses

Operational Fees

WAAEX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.12% 0.03% 6.02% 49.13%
Management Fee 1.00% 0.05% 4.05% 87.24%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.40% N/A

Sales Fees

WAAEX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

WAAEX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 2.00% 1.00% 2.00% 27.78%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

WAAEX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 0.00% 461.00% 17.29%

WAAEX - Distributions

Dividend Yield Analysis

WAAEX Category Low Category High WAAEX % Rank
Dividend Yield 0.00% 0.00% 25.19% 36.87%

Dividend Distribution Analysis

WAAEX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Quarterly

Net Income Ratio Analysis

WAAEX Category Low Category High WAAEX % Rank
Net Income Ratio 1.00% -5.42% 1.10% 0.64%

Capital Gain Distribution Analysis

WAAEX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

Dividend Payout History

View More +

WAAEX - Fund Manager Analysis

Managers

J.B. Taylor


Start Date

Tenure

Tenure Rank

Jan 31, 2013

9.33

9.3%

JB Taylor is the Chief Executive Officer of Wasatch Advisors and joined the firm in 1996. Mr. Taylor began working on the Core Growth Fund as a senior analyst in 1999. He holds a Bachelor of Science in Industrial Engineering from Stanford University. Mr. Taylor is a native of California and speaks Hungarian.

Ryan Snow


Start Date

Tenure

Tenure Rank

Aug 28, 2017

4.76

4.8%

Ryan Snown joined Wasatch Advisors as a research analyst in 2000. Mr. Snow holds a Bachelor of Science in Finance from the University of Utah.

Kenneth Korngiebel


Start Date

Tenure

Tenure Rank

Aug 28, 2017

4.76

4.8%

Kenneth A. Korngiebel, CFA, has been the lead portfolio manager and a portfolio manager at Wasatch Advisors. Mr. Korngiebel joined Wasatch Advisors in 2015, providing additional research support and leadership for the entire U.S. small-cap equity team. His investment career has spanned more than 20 years, during which he has covered small-, mid- and large-cap growth stocks across all sectors. Prior to joining the Advisor, Mr. Korngiebel was a founder, partner and lead portfolio manager at Montibus Capital Management, a business backed by Stifel Financial Corp. At Montibus, he led a team of five investment professionals from 2006 to 2015, managing the firm’s long-only, small-, and SMID-cap growth portfolios totaling $1 billion in assets. Earlier in his career, he was a senior managing director and lead portfolio manager at Columbia Management Company, where he rebuilt a six-person investment team, implemented a new philosophy and process, and managed small-, SMID- and mid-cap growth portfolios totaling $2.6 billion in assets. His tenure at Columbia Management was from 1996 to 2006. Previously, he has been the portfolio manager at Montibus Capital Management LLC in 2006 and is a Managing Director and its Chief Investment Officer. Prior to joining Montibus, he served as a Managing Director at Columbia Management and was the Portfolio Manager. Prior to Columbia Management, he held positions in private equity and commercial real estate. Mr. Korngiebel holds a BA in Economics and Spanish from Stanford University (1987) and an MBA, with a focus on finance, from the Wharton School at the University of Pennsylvania (1996). He is a member of the Portland Society of Financial Analysts.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 30.44 8.81 0.33