Wasatch Small Cap Growth Investor

Snapshot

Compare

Profile

Performance

WAAEX - Snapshot

Vitals

YTD Return 38.7%
3 Yr Annualized Return 22.7%
5 Yr Annualized Return 17.9%
Net Assets $2.53 B
Holdings in Top 10 30.7%

52 WEEK LOW AND HIGH

$54.08

$25.68

$54.30

Expenses

OPERATING RELATED FEES

Expense Ratio 1.17%

SALES FEES

Front Load N/A
Deferred Load N/A

BROKERAGE FEES

Turnover 26.00%

TRADING FEES

Max Redemption Fee 2.00%

Min Investment

Closed to new investors as of Jan 31, 2012

Standard (Taxable) $2,000
IRA $2,000

Fund Classification

Primary Theme
U.S. Small-Cap Growth Equity
Fund Type Open End Mutual Fund
Investment Style Small Growth

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

Vanguard Small Cap Growth Index Fund

Fund

$68.27

+0.28%

$27.60 B

$0.00

22.15%

0.19%

Vanguard Small Cap Growth Index Fund

VBK | ETF

$242.82

+0.31%

$27.60 B

0.34%

$0.83

23.36%

0.07%

Vanguard Explorer Fund

Fund

$124.25

+0.23%

$16.60 B

0.24%

$0.29

18.89%

0.45%

Janus Henderson Triton Fund

Fund

$35.65

+0.20%

$10.50 B

$0.00

14.26%

0.80%

Neuberger Berman Genesis Fund

Fund

$68.40

+0.28%

$10.24 B

0.04%

$0.03

16.66%

1.01%

WAAEX - Profile

Distributions

YTD Total Return 38.7%
3 Yr Annualized Total Return 22.7%
5 Yr Annualized Total Return 17.9%
Capital Gain Distribution Frequency Annually
Net Income Ratio -0.80%

DIVIDENDS

Dividend Yield 0.0%
Dividend Distribution Frequency Annually

Fund Details

Legal Name

Wasatch Small Cap Growth Fund®
Fund Family Name

Wasatch
Inception Date

Dec 08, 1986
Shares Outstanding

N/A
Share Class

Inv
Currency

USD
Domiciled Country

United States
Manager

J.B. Taylor

Fund Description

The fund invests primarily in small growth companies. It will invest at least 80% of the fund's net assets (plus borrowings for investment purposes) in the equity securities of small-capitalization companies. The fund may invest up to 20% of its total assets at the time of purchase in securities issued by foreign companies in developed markets, emerging markets, or frontier markets.

WAAEX - Performance

Return Ranking - Trailing

Period	WAAEX Return	Category Return Low	Category Return High	Rank in Category (%)
YTD	38.7%	-46.5%	307.3%	15.81%
1 Yr	35.3%	-25.1%	76.7%	17.27%
3 Yr	22.7%*	-12.1%	32.7%	8.47%
5 Yr	17.9%*	-4.5%	27.5%	14.50%
10 Yr	14.6%*	-3.4%	21.7%	20.22%

* Annualized

Return Ranking - Calendar

Period	WAAEX Return	Category Return Low	Category Return High	Rank in Category (%)
2019	21.9%	-9.6%	42.9%	47.85%
2018	-25.9%	-76.3%	13.6%	78.90%
2017	9.0%	-52.6%	37.0%	74.10%
2016	-3.7%	-49.0%	26.1%	93.19%
2015	-15.8%	-59.6%	8.6%	76.45%

Total Return Ranking - Trailing

Period	WAAEX Return	Category Return Low	Category Return High	Rank in Category (%)
YTD	38.7%	-46.5%	307.3%	15.81%
1 Yr	35.3%	-28.8%	76.7%	15.57%
3 Yr	22.7%*	-13.1%	32.7%	8.16%
5 Yr	17.9%*	-4.9%	27.5%	14.02%
10 Yr	14.6%*	-3.7%	21.7%	19.33%

* Annualized

Total Return Ranking - Calendar

Period	WAAEX Return	Category Return Low	Category Return High	Rank in Category (%)
2019	21.9%	-9.6%	42.9%	47.85%
2018	-25.9%	-54.2%	14.5%	82.68%
2017	9.0%	-8.4%	42.0%	90.74%
2016	-3.7%	-16.4%	31.4%	97.39%
2015	-15.8%	-59.6%	19.3%	90.15%

NAV & Total Return History

WAAEX - Holdings

Concentration Analysis

	WAAEX	Category Low	Category High	WAAEX % Rank
Net Assets	2.53 B	1.64 M	27.6 B	20.34%
Number of Holdings	66	1	2040	79.19%
Net Assets in Top 10	764 M	302 K	3.26 B	9.70%
Weighting of Top 10	30.70%	6.1%	100.0%	15.96%

Top 10 Holdings

Kornit Digital Ltd 3.34%
Five9 Inc 3.32%
Globant SA 3.13%
Paylocity Holding Corp 3.12%
Floor & Decor Holdings Inc 3.09%
HubSpot Inc 3.07%
Medpace Holdings Inc 3.01%
Freshpet Inc 3.00%
LGI Homes Inc 2.89%
Ensign Group Inc 2.87%

Asset Allocation

	Weighting	Return Low	Return High	WAAEX % Rank
Stocks	97.85%	52.72%	100.90%	52.74%
Cash	1.73%	-3.62%	23.75%	50.08%
Other	0.41%	-6.62%	24.04%	10.80%
Preferred Stocks	0.01%	0.00%	4.21%	8.29%
Convertible Bonds	0.00%	0.00%	0.15%	10.33%
Bonds	0.00%	0.00%	1.94%	13.15%

Stock Sector Breakdown

	Weighting	Return Low	Return High	WAAEX % Rank
Technology	31.02%	8.25%	76.43%	12.68%
Healthcare	27.64%	0.00%	49.47%	58.22%
Consumer Cyclical	19.02%	0.00%	30.75%	3.76%
Industrials	13.76%	0.00%	33.63%	76.84%
Consumer Defense	5.06%	0.00%	16.96%	37.09%
Financial Services	2.92%	0.00%	20.64%	86.54%
Energy	0.58%	0.00%	48.50%	30.20%
Utilities	0.00%	0.00%	4.53%	40.38%
Real Estate	0.00%	0.00%	15.27%	85.60%
Communication Services	0.00%	0.00%	18.20%	87.64%
Basic Materials	0.00%	0.00%	11.71%	84.04%

Stock Geographic Breakdown

	Weighting	Return Low	Return High	WAAEX % Rank
US	95.24%	2.12%	100.90%	43.97%
Non US	2.61%	0.00%	94.09%	52.27%

WAAEX - Expenses

Operational Fees

	WAAEX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Expense Ratio	1.17%	0.05%	36.03%	55.13%
Management Fee	1.00%	0.05%	1.50%	85.74%
12b-1 Fee	N/A	0.00%	1.00%	N/A
Administrative Fee	N/A	0.01%	0.40%	N/A

Sales Fees

	WAAEX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Front Load	N/A	2.50%	5.75%	N/A
Deferred Load	N/A	1.00%	5.50%	N/A

Trading Fees

	WAAEX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Max Redemption Fee	2.00%	1.00%	2.00%	3.23%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

	WAAEX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Turnover	26.00%	4.00%	442.00%	20.16%

WAAEX - Distributions

Dividend Yield Analysis

	WAAEX	Category Low	Category High	WAAEX % Rank
Dividend Yield	0.00%	0.00%	23.97%	15.96%

Dividend Distribution Analysis

	WAAEX	Category Low	Category High	Category Mod
Dividend Distribution Frequency	Annually	Annually	Semi-Annually	Annually

Net Income Ratio Analysis

	WAAEX	Category Low	Category High	WAAEX % Rank
Net Income Ratio	-0.80%	-3.17%	1.37%	69.48%

Capital Gain Distribution Analysis

	WAAEX	Category Low	Category High	Capital Mode
Capital Gain Distribution Frequency	Annually	Annually	Annually	Annually

Dividend Payout History

Date	Amount

View More +

WAAEX - Fund Manager Analysis

Managers

J.B. Taylor

Start Date

Tenure

Tenure Rank

Jan 31, 2013

7.75

7.8%

JB Taylor is the Chief Executive Officer of Wasatch Advisors and joined the firm in 1996. Mr. Taylor began working on the Core Growth Fund as a senior analyst in 1999. He holds a Bachelor of Science in Industrial Engineering from Stanford University. Mr. Taylor is a native of California and speaks Hungarian.

Ryan Snow

Start Date

Tenure

Tenure Rank

Aug 28, 2017

3.18

3.2%

Ryan Snown joined Wasatch Advisors as a research analyst in 2000. Mr. Snow holds a Bachelor of Science in Finance from the University of Utah.

Kenneth Korngiebel

Start Date

Tenure

Tenure Rank

Aug 28, 2017

3.18

3.2%

Kenneth A. Korngiebel, CFA, has been the lead portfolio manager and a portfolio manager at Wasatch Advisors. Mr. Korngiebel joined Wasatch Advisors in 2015, providing additional research support and leadership for the entire U.S. small-cap equity team. His investment career has spanned more than 20 years, during which he has covered small-, mid- and large-cap growth stocks across all sectors. Prior to joining the Advisor, Mr. Korngiebel was a founder, partner and lead portfolio manager at Montibus Capital Management, a business backed by Stifel Financial Corp. At Montibus, he led a team of five investment professionals from 2006 to 2015, managing the firm’s long-only, small-, and SMID-cap growth portfolios totaling $1 billion in assets. Earlier in his career, he was a senior managing director and lead portfolio manager at Columbia Management Company, where he rebuilt a six-person investment team, implemented a new philosophy and process, and managed small-, SMID- and mid-cap growth portfolios totaling $2.6 billion in assets. His tenure at Columbia Management was from 1996 to 2006. Previously, he has been the portfolio manager at Montibus Capital Management LLC in 2006 and is a Managing Director and its Chief Investment Officer. Prior to joining Montibus, he served as a Managing Director at Columbia Management and was the Portfolio Manager. Prior to Columbia Management, he held positions in private equity and commercial real estate. Mr. Korngiebel holds a BA in Economics and Spanish from Stanford University (1987) and an MBA, with a focus on finance, from the Wharton School at the University of Pennsylvania (1996). He is a member of the Portland Society of Financial Analysts.

Tenure Analysis

Category Low	Category High	Category Average	Category Mode
0.02	29.26	8.22	3.67

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Wasatch Small Cap Growth Investor

WAAEX - Snapshot

Vitals

52 WEEK LOW AND HIGH

Expenses

OPERATING RELATED FEES

SALES FEES

BROKERAGE FEES

TRADING FEES

Min Investment

Fund Classification

WAAEX - Profile

Distributions

Fund Details

Fund Description

WAAEX - Performance

Return Ranking - Trailing

Return Ranking - Calendar

Total Return Ranking - Trailing

Total Return Ranking - Calendar

NAV & Total Return History

WAAEX - Holdings

Concentration Analysis

Top 10 Holdings

Asset Allocation

Stock Sector Breakdown

Stock Geographic Breakdown

WAAEX - Expenses

Operational Fees

Sales Fees

Trading Fees

Related Fees

WAAEX - Distributions

Dividend Yield Analysis

Dividend Distribution Analysis

Net Income Ratio Analysis

Capital Gain Distribution Analysis

Dividend Payout History

WAAEX - Fund Manager Analysis

Managers

J.B. Taylor

Ryan Snow

Kenneth Korngiebel

Tenure Analysis

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