WWSAX: TETON Westwood SmallCap Equity A

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WWSAX TETON Westwood SmallCap Equity A

  • Fund
  • WWSAX
  • Price as of: Jan 17, 2020
  • $18.28
    - $0.03 - 0.16%

Profile

WWSAX - Profile

Vitals

  • YTD Return 1.7%
  • 3 Yr Annualized Return 8.3%
  • 5 Yr Annualized Return 9.6%
  • Net Assets $42.8 M
  • Holdings in Top 10 20.5%

52 WEEK LOW AND HIGH

$18.28
$15.73
$18.31

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.89%

SALES FEES

  • Front Load 4.00%
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 35.00%

TRADING FEES

  • Max Redemption Fee 2.00%

Min Investment

  • Standard (Taxable) $1,000
  • IRA $250

Fund Classification


Distributions

  • YTD Total Return 1.7%
  • 3 Yr Annualized Total Return 6.8%
  • 5 Yr Annualized Total Return 8.7%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.08%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    TETON Westwood SmallCap Equity Fund Class A
  • Fund Family Name
    Teton Westwood Funds
  • Inception Date
    Nov 26, 2001
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Nicholas Galluccio

Fund Description

The fund normally invests at least 80% of its net assets (which includes, for purposes of this test, the amount of any borrowings for investment purposes) in a portfolio of common stocks of smaller companies. The Adviser characterizes small capitalization companies as those companies with a market capitalization between $100 million and $2.5 billion at the time of the fund's initial investment. It may also invest up to 25% of its total assets in foreign securities and in European Depositary Receipts ("EDRs") or American Depositary Receipts ("ADRs").


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Categories

Performance

WWSAX - Performance

Return Ranking - Trailing

Period WWSAX Return Category Return Low Category Return High Rank in Category (%)
YTD 1.7% -2.4% 7.9% 48.78%
1 Yr 28.2% -94.4% 32.4% 3.76%
3 Yr 8.3%* -64.7% 13.4% 7.36%
5 Yr 9.6%* -44.4% 42.2% 3.71%
10 Yr 10.9%* -16.0% 19.2% 16.31%

* Annualized

Return Ranking - Calendar

Period WWSAX Return Category Return Low Category Return High Rank in Category (%)
2019 22.1% -94.0% 48.3% 32.02%
2018 -24.4% -59.5% 0.1% 62.57%
2017 5.4% -36.3% 36.3% 43.48%
2016 18.8% -36.7% 34.1% 38.15%
2015 -19.8% -48.0% 336.8% 90.00%

Total Return Ranking - Trailing

Period WWSAX Return Category Return Low Category Return High Rank in Category (%)
YTD 1.7% -2.4% 7.9% 48.78%
1 Yr 23.0% -94.4% 32.4% 9.41%
3 Yr 6.8%* -64.1% 15.9% 22.38%
5 Yr 8.7%* -42.7% 44.6% 12.50%
10 Yr 10.5%* -13.2% 20.7% 35.95%

* Annualized

Total Return Ranking - Calendar

Period WWSAX Return Category Return Low Category Return High Rank in Category (%)
2019 22.1% -94.0% 48.3% 32.02%
2018 -24.4% -44.3% 0.1% 75.45%
2017 5.4% -26.8% 52.6% 77.46%
2016 18.8% -24.6% 34.1% 57.78%
2015 -19.8% -48.0% 341.1% 94.17%

NAV & Total Return History


Holdings

WWSAX - Holdings

Concentration Analysis

WWSAX Category Low Category High WWSAX % Rank
Net Assets 42.8 M 970 K 96.8 B 87.73%
Number of Holdings 99 1 2481 61.77%
Net Assets in Top 10 8.39 M 65.9 K 3.17 B 86.73%
Weighting of Top 10 20.46% 2.7% 244.2% 33.24%

Top 10 Holdings

  1. Entegris Inc 2.79%
  2. NetScout Systems Inc 2.47%
  3. LegacyTexas Financial Group Inc 2.02%
  4. Patterson-UTI Energy Inc 1.96%
  5. Patterson Companies Inc 1.95%
  6. Darling Ingredients Inc 1.93%
  7. Advanced Energy Industries Inc 1.86%
  8. ABM Industries Inc 1.86%
  9. Winnebago Industries Inc 1.84%
  10. Ethan Allen Interiors Inc 1.77%

Asset Allocation

Weighting Return Low Return High WWSAX % Rank
Stocks
93.29% 86.99% 105.75% 95.58%
Cash
6.71% -89.32% 14.31% 5.14%
Preferred Stocks
0.00% 0.00% 1.03% 79.74%
Other
0.00% -10.71% 23.33% 78.74%
Convertible Bonds
0.00% 0.00% 2.54% 78.60%
Bonds
0.00% -0.01% 63.84% 80.60%

Stock Sector Breakdown

Weighting Return Low Return High WWSAX % Rank
Financial Services
28.38% 0.00% 43.32% 6.91%
Technology
27.99% 0.00% 45.53% 2.01%
Industrials
13.88% 6.72% 49.72% 93.24%
Consumer Cyclical
9.53% 0.00% 37.33% 78.85%
Energy
8.29% -0.10% 22.94% 1.01%
Healthcare
4.60% 0.00% 32.19% 86.62%
Consumer Defense
2.86% 0.00% 15.01% 71.51%
Basic Materials
2.84% 0.00% 16.88% 81.29%
Real Estate
1.07% 0.00% 21.15% 94.24%
Communication Services
0.56% 0.00% 18.99% 82.16%
Utilities
0.00% 0.00% 23.96% 95.83%

Stock Geographic Breakdown

Weighting Return Low Return High WWSAX % Rank
US
91.11% 80.61% 104.16% 86.73%
Non US
2.18% 0.00% 21.46% 36.80%

Expenses

WWSAX - Expenses

Operational Fees

WWSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.89% 0.00% 586.45% 15.40%
Management Fee 1.00% 0.00% 1.50% 93.28%
12b-1 Fee 0.50% 0.00% 1.00% 79.37%
Administrative Fee N/A 0.01% 0.47% 6.96%

Sales Fees

WWSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 4.00% 2.50% 5.75% 90.22%
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

WWSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 2.00% 1.00% 2.00% 52.44%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

WWSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 35.00% 0.00% 436.00% 36.64%

Distributions

WWSAX - Distributions

Dividend Yield Analysis

WWSAX Category Low Category High WWSAX % Rank
Dividend Yield 0.00% 0.00% 7.16% 80.86%

Dividend Distribution Analysis

WWSAX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

WWSAX Category Low Category High WWSAX % Rank
Net Income Ratio 0.08% -4.91% 2.35% 65.37%

Capital Gain Distribution Analysis

WWSAX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

WWSAX - Fund Manager Analysis

Managers

Nicholas Galluccio


Start Date

Tenure

Tenure Rank

Jul 01, 2008

11.51

11.5%

Portfolio Manager of the TETON Westwood SmallCap Equity Fund and the TETON Westwood Mid-Cap Equity Fund, Mr. Galluccio, joined Teton Advisors, Inc. in 2008, after a 25 year career at Trust Company of the West (TCW) where he was Group Managing Director, U.S. Equities and led the investment team for the TCW SmallCap Value Added and TCW MidCap Value Opportunities equity strategies. He was senior portfolio manager and co-managed both strategies since their inception. Prior to TCW, he was with Lehman Brothers Kuhn Loeb where he was a security analyst specializing in the semiconductor industry. Prio

Scott Butler


Start Date

Tenure

Tenure Rank

Jan 26, 2018

1.93

1.9%

Mr. Butler joined Teton Advisors with eight years combined investment experience at Intrepid Capital Management and Trust Company of the West (TCW). While at Intrepid, Mr. Butler covered the video game and software industries. At TCW, he worked alongside Mr. Galluccio on the small and mid cap portfolio management teams as a special situations generalist with a focus on software, industrial and medical technology sectors. Mr. Butler holds a B.A. from Claremont McKenna College and a B.S. from Columbia University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.02 47.2 6.58 0.16