WWSAX: TETON Westwood SmallCap Equity Fund - MutualFunds.com
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TETON Westwood SmallCap Equity A

WWSAX - Snapshot

Vitals

  • YTD Return 21.1%
  • 3 Yr Annualized Return 13.3%
  • 5 Yr Annualized Return 17.0%
  • Net Assets $54.2 M
  • Holdings in Top 10 25.3%

52 WEEK LOW AND HIGH

$24.19
$13.87
$25.61

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.25%

SALES FEES

  • Front Load 4.00%
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 18.00%

TRADING FEES

  • Max Redemption Fee 2.00%

Min Investment

  • Standard (Taxable) $1,000
  • IRA $250

Fund Classification


Compare WWSAX to Popular U.S. Small-Cap Blend Equity Funds and ETFs

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

$221.06

-0.40%

$137.72 B

0.91%

$2.01

14.19%

0.05%

$106.36

-0.30%

$137.72 B

-

$0.00

14.12%

0.17%

$109.56

-0.64%

$71.48 B

0.96%

$1.06

20.32%

0.06%

$219.95

-0.50%

$69.79 B

0.86%

$1.90

12.65%

0.19%

$28.23

-0.63%

$22.19 B

0.89%

$0.25

13.01%

0.03%

WWSAX - Profile

Distributions

  • YTD Total Return 21.1%
  • 3 Yr Annualized Total Return 11.7%
  • 5 Yr Annualized Total Return 16.1%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.02%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    TETON Westwood SmallCap Equity Fund
  • Fund Family Name
    Teton Westwood Funds
  • Inception Date
    Nov 26, 2001
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Nicholas Galluccio

Fund Description

The fund normally invests at least 80% of its net assets (which includes, for purposes of this test, the amount of any borrowings for investment purposes) in a portfolio of common stocks of smaller companies. The Adviser characterizes small capitalization companies as those companies with a market capitalization between $100 million and $2.5 billion at the time of the fund's initial investment. It may also invest up to 25% of its total assets in foreign securities and in European Depositary Receipts ("EDRs") or American Depositary Receipts ("ADRs").


WWSAX - Performance

Return Ranking - Trailing

Period WWSAX Return Category Return Low Category Return High Rank in Category (%)
YTD 21.1% -71.4% 152.4% 16.89%
1 Yr 73.3% 0.0% 134.5% 7.91%
3 Yr 13.3%* -16.0% 21.9% 24.84%
5 Yr 17.0%* -2.4% 24.5% 4.61%
10 Yr 10.9%* 2.7% 14.9% 64.44%

* Annualized

Return Ranking - Calendar

Period WWSAX Return Category Return Low Category Return High Rank in Category (%)
2020 10.7% -51.0% 110.8% 46.81%
2019 22.1% -54.6% 350.1% 37.34%
2018 -24.4% -67.3% 3.3% 66.72%
2017 5.4% -62.9% 36.3% 47.45%
2016 18.8% -3.5% 34.1% 40.91%

Total Return Ranking - Trailing

Period WWSAX Return Category Return Low Category Return High Rank in Category (%)
YTD 21.1% -71.3% 152.4% 16.59%
1 Yr 66.4% 0.0% 134.5% 17.36%
3 Yr 11.7%* -17.0% 21.9% 45.01%
5 Yr 16.1%* -2.8% 24.5% 14.73%
10 Yr 10.4%* 2.7% 14.9% 73.08%

* Annualized

Total Return Ranking - Calendar

Period WWSAX Return Category Return Low Category Return High Rank in Category (%)
2020 10.7% -51.0% 110.8% 46.81%
2019 22.1% -54.6% 350.1% 37.34%
2018 -24.4% -67.1% 3.3% 77.37%
2017 5.4% -17.6% 52.6% 80.55%
2016 18.8% -3.5% 34.1% 58.88%

NAV & Total Return History


WWSAX - Holdings

Concentration Analysis

WWSAX Category Low Category High WWSAX % Rank
Net Assets 54.2 M 220 K 138 B 87.54%
Number of Holdings 103 2 2503 63.10%
Net Assets in Top 10 13.5 M 2.97 K 4.72 B 81.26%
Weighting of Top 10 25.30% 2.3% 77.4% 21.16%

Top 10 Holdings

  1. United States Treasury Bills 0.1% 4.05%
  2. AAR Corp 3.44%
  3. Onto Innovation Inc 3.25%
  4. Ethan Allen Interiors Inc 2.68%
  5. Infinera Corp 2.65%
  6. Advanced Energy Industries Inc 2.56%
  7. United States Treasury Bills 0.06% 2.52%
  8. ABM Industries Inc 2.43%
  9. NetScout Systems Inc 2.33%
  10. Winnebago Industries Inc 2.31%

Asset Allocation

Weighting Return Low Return High WWSAX % Rank
Stocks
96.36% 4.52% 111.41% 82.72%
Bonds
2.16% 0.00% 75.94% 2.05%
Cash
1.48% -78.72% 55.66% 44.80%
Preferred Stocks
0.00% 0.00% 13.57% 72.33%
Other
0.00% -5.26% 11.73% 72.62%
Convertible Bonds
0.00% 0.00% 2.12% 71.74%

Stock Sector Breakdown

Weighting Return Low Return High WWSAX % Rank
Industrials
23.65% 4.15% 43.08% 13.88%
Technology
21.56% 0.00% 44.74% 4.73%
Financial Services
20.44% 0.00% 39.70% 15.66%
Consumer Cyclical
11.67% 0.00% 46.86% 74.30%
Healthcare
6.65% 0.00% 30.03% 85.38%
Energy
6.13% 0.00% 10.80% 5.17%
Consumer Defense
3.18% 0.00% 12.61% 64.84%
Basic Materials
3.17% 0.00% 21.30% 88.04%
Communication Services
2.65% 0.00% 17.13% 49.63%
Real Estate
0.91% 0.00% 21.01% 94.09%
Utilities
0.00% 0.00% 17.61% 96.60%

Stock Geographic Breakdown

Weighting Return Low Return High WWSAX % Rank
US
94.47% 4.50% 109.82% 67.64%
Non US
1.89% 0.00% 32.64% 43.48%

Bond Sector Breakdown

Weighting Return Low Return High WWSAX % Rank
Government
59.27% 0.00% 100.00% 1.21%
Cash & Equivalents
40.73% 0.00% 100.00% 97.58%
Derivative
0.00% 0.00% 13.83% 72.12%
Securitized
0.00% 0.00% 6.36% 72.12%
Corporate
0.00% 0.00% 100.00% 74.85%
Municipal
0.00% 0.00% 0.14% 71.82%

Bond Geographic Breakdown

Weighting Return Low Return High WWSAX % Rank
US
2.16% 0.00% 64.49% 2.05%
Non US
0.00% 0.00% 26.20% 71.45%

WWSAX - Expenses

Operational Fees

WWSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.25% 0.01% 4.53% 28.38%
Management Fee 1.00% 0.00% 4.05% 95.70%
12b-1 Fee 0.25% 0.00% 1.00% 56.84%
Administrative Fee N/A 0.01% 0.47% 6.96%

Sales Fees

WWSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 4.00% 0.00% 5.75% 80.00%
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

WWSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 2.00% 1.00% 2.00% 49.21%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

WWSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 18.00% 0.00% 398.00% 9.75%

WWSAX - Distributions

Dividend Yield Analysis

WWSAX Category Low Category High WWSAX % Rank
Dividend Yield 0.00% 0.00% 1.19% 74.16%

Dividend Distribution Analysis

WWSAX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Semi-Annually Annually

Net Income Ratio Analysis

WWSAX Category Low Category High WWSAX % Rank
Net Income Ratio 0.02% -4.17% 2.67% 71.30%

Capital Gain Distribution Analysis

WWSAX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

WWSAX - Fund Manager Analysis

Managers

Nicholas Galluccio


Start Date

Tenure

Tenure Rank

Jul 01, 2008

13.01

13.0%

Portfolio Manager of the TETON Westwood SmallCap Equity Fund and the TETON Westwood Mid-Cap Equity Fund, Mr. Galluccio, joined Teton Advisors, Inc. in 2008, after a 25 year career at Trust Company of the West (TCW) where he was Group Managing Director, U.S. Equities and led the investment team for the TCW SmallCap Value Added and TCW MidCap Value Opportunities equity strategies. He was senior portfolio manager and co-managed both strategies since their inception. Prior to TCW, he was with Lehman Brothers Kuhn Loeb where he was a security analyst specializing in the semiconductor industry. Prio

Scott Butler


Start Date

Tenure

Tenure Rank

Jan 26, 2018

3.43

3.4%

Mr. Butler joined Teton Advisors with eight years combined investment experience at Intrepid Capital Management and Trust Company of the West (TCW). While at Intrepid, Mr. Butler covered the video game and software industries. At TCW, he worked alongside Mr. Galluccio on the small and mid cap portfolio management teams as a special situations generalist with a focus on software, industrial and medical technology sectors. Mr. Butler holds a B.A. from Claremont McKenna College and a B.S. from Columbia University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 48.7 6.76 1.66