PMFSX: Principal MidCap S&P 400 Index R4

Welcome to MutualFunds.com

Please help us personalize your experience and select the one that best describes you.

Your personalized experience is almost ready.

Join other Individual Investors receiving FREE personalized market updates and research. Join other Institutional Investors receiving FREE personalized market updates and research. Join other Financial Advisors receiving FREE personalized market updates and research.

Thank you!

Check your email and confirm your subscription to complete your personalized experience.

Thank you for your submission

We hope you enjoy your experience

Channels

Find the latest content and information here about the 2019 Charles Schwab Impact Conference.

Advisors

Receive email updates about fund flows, news, upcoming CE accredited webcasts from industry thought leaders and more.

Content focused on helping financial advisors build successful client relationships and grow their business.

Content geared towards helping financial advisors build better client portfolios.

Get insights on the industry trends and investment news from leading fund managers and experts.

PMFSX Principal MidCap S&P 400 Index R4


Profile

PMFSX - Profile

Vitals

  • YTD Return -1.3%
  • 3 Yr Annualized Return -0.3%
  • 5 Yr Annualized Return 0.9%
  • Net Assets $1.33 B
  • Holdings in Top 10 6.8%

52 WEEK LOW AND HIGH

$20.47
$19.09
$21.73

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.54%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 16.70%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $0
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return -1.3%
  • 3 Yr Annualized Total Return -0.3%
  • 5 Yr Annualized Total Return 0.9%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.12%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Principal MidCap S&P 400 Index Fund R-4 Class
  • Fund Family Name
    Principal Funds
  • Inception Date
    Dec 06, 2000
  • Shares Outstanding
    N/A
  • Share Class
    Retirement
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Jeffrey Schwarte

Fund Description

Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies that compose the Standard & Poor's ("S&P") MidCap 400 Index at the time of purchase. The index is designed to represent U.S. equities with risk/return characteristics of the mid cap universe, which include growth and value stocks.


Get Updates About PMFSX

Sign up for Advisor Access to receive email updates about PMFSX competitors, news, CE accredited webcasts and more.


Categories

Performance

PMFSX - Performance

Return Ranking - Trailing

Period PMFSX Return Category Return Low Category Return High Rank in Category (%)
YTD -1.3% -4.7% 2.0% 68.38%
1 Yr 7.3% -37.1% 36.1% 81.23%
3 Yr -0.3%* -19.6% 14.7% 62.75%
5 Yr 0.9%* -15.3% 10.8% 51.82%
10 Yr 6.1%* -7.9% 13.7% 52.25%

* Annualized

Return Ranking - Calendar

Period PMFSX Return Category Return Low Category Return High Rank in Category (%)
2019 18.8% -37.3% 35.6% 69.03%
2018 -20.2% -44.3% 0.0% 48.02%
2017 8.3% -13.5% 18.9% 43.39%
2016 13.4% -16.4% 23.6% 29.30%
2015 -9.6% -40.7% 0.0% 44.40%

Total Return Ranking - Trailing

Period PMFSX Return Category Return Low Category Return High Rank in Category (%)
YTD -1.3% -4.7% 2.0% 68.38%
1 Yr 7.3% -37.1% 36.1% 81.18%
3 Yr -0.3%* -18.2% 14.7% 83.66%
5 Yr 0.9%* -12.8% 12.1% 81.38%
10 Yr 6.1%* -3.2% 13.7% 85.96%

* Annualized

Total Return Ranking - Calendar

Period PMFSX Return Category Return Low Category Return High Rank in Category (%)
2019 18.8% -37.3% 35.6% 69.03%
2018 -20.2% -44.3% 0.1% 66.26%
2017 8.3% -8.7% 24.9% 81.36%
2016 13.4% -4.7% 26.2% 52.34%
2015 -9.6% -40.3% 3.9% 68.97%

NAV & Total Return History


Holdings

PMFSX - Holdings

Concentration Analysis

PMFSX Category Low Category High PMFSX % Rank
Net Assets 1.33 B 728 K 112 B 30.20%
Number of Holdings 404 1 3279 13.96%
Net Assets in Top 10 90 M 161 K 7.44 B 49.00%
Weighting of Top 10 6.76% 2.8% 100.0% 85.47%

Top 10 Holdings

  1. E-mini S&P 400 Mar20 1.29%
  2. Teledyne Technologies Inc 0.68%
  3. Domino's Pizza Inc 0.64%
  4. Tyler Technologies Inc 0.62%
  5. Alleghany Corp 0.61%
  6. Teradyne Inc 0.61%
  7. West Pharmaceutical Services Inc 0.59%
  8. Medical Properties Trust Inc 0.58%
  9. Fair Isaac Corp 0.58%
  10. Trimble Inc 0.55%

Asset Allocation

Weighting Return Low Return High PMFSX % Rank
Stocks
98.84% 82.68% 105.15% 41.03%
Cash
1.16% -5.15% 16.19% 58.69%
Preferred Stocks
0.00% 0.00% 3.90% 94.87%
Other
0.00% -0.87% 7.21% 94.87%
Convertible Bonds
0.00% 0.00% 0.33% 95.16%
Bonds
0.00% 0.00% 5.39% 95.16%

Stock Sector Breakdown

Weighting Return Low Return High PMFSX % Rank
Financial Services
16.63% 1.07% 54.13% 32.76%
Industrials
16.02% 3.30% 47.98% 43.59%
Technology
15.63% 4.07% 29.60% 55.56%
Consumer Cyclical
13.43% 4.27% 39.52% 44.73%
Real Estate
11.17% 0.00% 30.44% 23.93%
Healthcare
9.86% 0.00% 24.89% 63.25%
Basic Materials
4.70% 0.00% 14.34% 37.61%
Utilities
4.02% 0.00% 14.16% 64.67%
Consumer Defense
3.69% 0.00% 12.15% 59.26%
Energy
2.62% 0.00% 21.15% 71.23%
Communication Services
2.23% 0.00% 24.87% 62.11%

Stock Geographic Breakdown

Weighting Return Low Return High PMFSX % Rank
US
98.78% 81.38% 102.30% 23.65%
Non US
0.06% 0.00% 15.20% 84.33%

Expenses

PMFSX - Expenses

Operational Fees

PMFSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.54% 0.00% 10.07% 85.13%
Management Fee 0.15% 0.00% 2.00% 11.75%
12b-1 Fee 0.10% 0.00% 1.00% 19.30%
Administrative Fee 0.03% 0.01% 0.30% 1.98%

Sales Fees

PMFSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.00% 5.75% N/A
Deferred Load N/A 1.00% 4.00% N/A

Trading Fees

PMFSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.50% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PMFSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 16.70% 0.01% 962.00% 15.50%

Distributions

PMFSX - Distributions

Dividend Yield Analysis

PMFSX Category Low Category High PMFSX % Rank
Dividend Yield 0.00% 0.00% 44.88% 95.44%

Dividend Distribution Analysis

PMFSX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Annually Annually

Net Income Ratio Analysis

PMFSX Category Low Category High PMFSX % Rank
Net Income Ratio 1.12% -4.66% 2.06% 19.06%

Capital Gain Distribution Analysis

PMFSX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

PMFSX - Fund Manager Analysis

Managers

Jeffrey Schwarte


Start Date

Tenure

Tenure Rank

Jul 29, 2016

3.42

3.4%

Jeff is a portfolio manager at Principal Global Equities. Jeff is an active member in the group’s research and development activities. He joined the equities group in 2000 as an analyst and named a portfolio manager in 2001. He has been with Principal since 1993. He received a bachelor's degree in accounting from the University of Northern Iowa. Jeff has earned the right to use the CFA designation. He is a Certified Internal Auditor and a Fellow of the Life Management Institute (FLMI). Jeff is a member of the CFA Society of Iowa and the CFA Institute.

Aaron Siebel


Start Date

Tenure

Tenure Rank

Oct 15, 2018

1.21

1.2%

Aaron J. Siebel has been with Principal® since 2005. He earned a BA in Finance from the University of Iowa in 2005.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 32.75 6.16 0.53