KAUCX: Federated Kaufmann C

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KAUCX Federated Kaufmann C


Profile

KAUCX - Profile

Vitals

  • YTD Return 7.4%
  • 3 Yr Annualized Return 3.2%
  • 5 Yr Annualized Return -1.8%
  • Net Assets $6.99 B
  • Holdings in Top 10 18.0%

52 WEEK LOW AND HIGH

$4.95
$4.52
$5.25

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.48%

SALES FEES

  • Front Load N/A
  • Deferred Load 1.00%

BROKERAGE FEES

  • Turnover 42.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,500
  • IRA $250

Fund Classification


Distributions

  • YTD Total Return 7.4%
  • 3 Yr Annualized Total Return 8.0%
  • 5 Yr Annualized Total Return 6.9%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -1.31%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Federated Kaufmann Fund
  • Fund Family Name
    Federated
  • Inception Date
    Apr 24, 2001
  • Shares Outstanding
    N/A
  • Share Class
    C
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Hans Utsch

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Categories

Performance

KAUCX - Performance

Return Ranking - Trailing

Period KAUCX Return Category Return Low Category Return High Rank in Category (%)
YTD 7.4% 5.1% 7.5% 36.36%
1 Yr 7.4% 7.4% 21.6% 100.00%
3 Yr 3.2%* -4.7% 7.5% 45.45%
5 Yr -1.8%* -4.7% 1.2% 87.50%
10 Yr 1.3%* 1.3% 3.4% 100.00%

* Annualized

Return Ranking - Calendar

Period KAUCX Return Category Return Low Category Return High Rank in Category (%)
2019 13.8% 13.8% 29.6% 100.00%
2018 -12.7% -35.0% -8.9% 45.45%
2017 11.0% 3.8% 14.6% 36.36%
2016 -8.9% -8.9% 15.5% 100.00%
2015 -11.0% -17.0% -7.8% 50.00%

Total Return Ranking - Trailing

Period KAUCX Return Category Return Low Category Return High Rank in Category (%)
YTD 7.4% 5.1% 7.5% 36.36%
1 Yr 7.4% 7.4% 21.6% 100.00%
3 Yr 8.0%* -4.7% 16.3% 54.55%
5 Yr 6.9%* -4.7% 11.9% 62.50%
10 Yr 10.3%* 10.3% 13.1% 100.00%

* Annualized

Total Return Ranking - Calendar

Period KAUCX Return Category Return Low Category Return High Rank in Category (%)
2019 13.8% 13.8% 29.6% 100.00%
2018 -12.7% -35.0% 4.0% 54.55%
2017 27.3% 3.8% 28.5% 36.36%
2016 2.3% 2.3% 15.5% 100.00%
2015 5.4% -17.0% 5.8% 37.50%

NAV & Total Return History


Holdings

KAUCX - Holdings

Concentration Analysis

KAUCX Category Low Category High KAUCX % Rank
Net Assets 6.99 B 88.6 M 6.99 B 27.27%
Number of Holdings 178 14 178 27.27%
Net Assets in Top 10 1.24 B 68 M 1.24 B 27.27%
Weighting of Top 10 18.01% 18.0% 148.8% 81.82%

Top 10 Holdings

  1. argenx SE 2.76%
  2. uniQure NV 2.18%
  3. ServiceNow Inc 2.02%
  4. Galapagos NV ADR 1.91%
  5. Shopify Inc Registered Shs -A- Subord Vtg 1.67%
  6. Veeva Systems Inc Class A 1.63%
  7. Galapagos NV 1.52%
  8. Corcept Therapeutics Inc 1.51%
  9. Mercury Systems Inc 1.40%
  10. GDS Holdings Ltd ADR 1.40%

Asset Allocation

Weighting Return Low Return High KAUCX % Rank
Stocks
84.58% 20.37% 84.58% 27.27%
Cash
15.41% -48.60% 15.90% 63.64%
Other
0.01% 0.01% 70.99% 81.82%
Preferred Stocks
0.00% 0.00% 0.00% 54.55%
Convertible Bonds
0.00% 0.00% 0.17% 72.73%
Bonds
0.00% 0.00% 28.87% 72.73%

Stock Sector Breakdown

Weighting Return Low Return High KAUCX % Rank
Healthcare
35.84% 3.00% 35.84% 27.27%
Technology
21.48% 13.23% 21.48% 27.27%
Basic Materials
12.19% 1.38% 12.19% 27.27%
Industrials
9.66% 2.68% 20.26% 63.64%
Consumer Cyclical
8.84% 2.73% 20.13% 63.64%
Financial Services
5.49% 2.33% 42.32% 45.45%
Real Estate
4.96% 2.04% 26.60% 45.45%
Energy
0.76% 0.76% 7.05% 81.82%
Utilities
0.32% 0.32% 2.44% 81.82%
Communication Services
0.31% 0.31% 1.56% 81.82%
Consumer Defense
0.16% 0.16% 4.65% 81.82%

Stock Geographic Breakdown

Weighting Return Low Return High KAUCX % Rank
US
58.95% 20.23% 75.62% 45.45%
Non US
25.63% 0.14% 25.63% 27.27%

Expenses

KAUCX - Expenses

Operational Fees

KAUCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.48% 1.31% 2.48% 9.09%
Management Fee 1.30% 0.75% 1.30% 81.82%
12b-1 Fee 0.75% 0.25% 1.00% 66.67%
Administrative Fee 0.10% 0.10% 0.10% 60.00%

Sales Fees

KAUCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 4.75% 5.50% N/A
Deferred Load 1.00% 1.00% 5.50% 100.00%

Trading Fees

KAUCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.20% 0.20% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

KAUCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 42.00% 42.00% 797.00% 27.27%

Distributions

KAUCX - Distributions

Dividend Yield Analysis

KAUCX Category Low Category High KAUCX % Rank
Dividend Yield 0.00% 0.00% 0.00% 54.55%

Dividend Distribution Analysis

KAUCX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Annually Annually

Net Income Ratio Analysis

KAUCX Category Low Category High KAUCX % Rank
Net Income Ratio -1.31% -1.32% 1.28% 90.91%

Capital Gain Distribution Analysis

KAUCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

KAUCX - Fund Manager Analysis

Managers

Hans Utsch


Start Date

Tenure

Tenure Rank

Feb 21, 1986

33.96

34.0%

Senior Vice President, Senior Portfolio Manager, Head of Kaufmann Growth Equity Team. Responsible for portfolio management and research in global growth equity area. Previous associations: Chairman & Co-Portfolio Manager, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; President, Hans Utsch & Company; Analyst, Goodbody & Co. B.A., Amherst College; M.B.A., Columbia University. Joined Federated 2001; joined Kaufmann Fund 1986; Investment Experience: 56 Years.

Jonathan Art


Start Date

Tenure

Tenure Rank

Oct 01, 2003

16.35

16.4%

Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Portfolio Manager, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Portfolio Manager/Analyst, S-Squared Technology; Vice President Corporate Development, Gartner Group. B.E.S., The Johns Hopkins University; M.S., Massachusetts Institute of Technology. Joined Federated 2001; joined Kaufmann Fund 1995; Investment Experience: 37 Years.

Mark Bauknight


Start Date

Tenure

Tenure Rank

Oct 01, 2003

16.35

16.4%

Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Investment Analyst, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Analyst, UBS Securities, LLC; Analyst, Morgan Stanley & Co. Two B.A. degrees, University of North Carolina at Chapel Hill; M.B.A., Oxford University. Joined Federated 2001; joined Kaufmann Fund 1997; Investment Experience: 25 Years.

Thomas Brakel


Start Date

Tenure

Tenure Rank

Jul 01, 2012

7.59

7.6%

Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Vice President/Senior Biotech Analyst New Vernon Associates; Biotech Analyst, BioPharma Fund; Biotech/Pharmaceutical Analyst, Mehta Partners. M.D., Erasmus University Rotterdam, The Netherlands; M.B.A., Stanford University. Joined Federated 2003; Investment Experience: 21 Years.

Barbara Miller


Start Date

Tenure

Tenure Rank

Dec 31, 2013

6.09

6.1%

Vice President, Portfolio Manager, Senior Investment Analyst. Responsible for portfolio management and fundamental analysis in the global growth equity area. Previous associations: Vice President/Equity Analyst, Goldman Sachs; Principal, BT Alex Brown; Vice President, Edelman Public Relations Worldwide; Associate, Adams & Rinehart/Ogilvy & Mather; Broadcast Journalist. B.A., Brown University; M.B.A., Harvard Business School. Joined Federated 2002; Investment Experience: 26 Years.

John Ettinger


Start Date

Tenure

Tenure Rank

Dec 31, 2013

6.09

6.1%

Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Investment Analyst, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Investment Analyst, Energy Technology Investments; Equity Analyst, Value Line. B.A., Duke University. Joined Federated 2001; joined Kaufmann Fund 1996; Investment Experience: 24 Years.

Stephen DeNichilo


Start Date

Tenure

Tenure Rank

Dec 31, 2014

5.09

5.1%

CFA, Vice President, Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Senior Research Analyst, ACK Asset Management, LLC; Equity Research Analyst, Thomson, Horstmann & Bryant, Inc.; Equity Research Associate, First Albany Capital; Market Analyst, Lord, Abbett & Company; B.S., Villanova University; M.B.A., Fordham University. Frequent guest on CNBC’s Power Lunch. Joined Federated 2012; Investment Experience: 20 Years.

Vivian Wohl


Start Date

Tenure

Tenure Rank

Dec 31, 2014

5.09

5.1%

Vice President, Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: First Vice President and Senior Analyst, Merrill Lynch; Senior Health Care Analyst and Managing Director, Robertson Stephens & Co.; Partner, Crown Advisors. B.A., Cornell University; M.B.A., Columbia University. Joined Federated 2002; Investment Experience: 34 years.

Steven Abrahamson


Start Date

Tenure

Tenure Rank

Dec 31, 2015

4.09

4.1%

Member of the Fund's Investment Team since December 2007; Senior Investment Analyst; joined Federated in 2001; formerly Investment Analyst with Edgemont Asset Management Corp., Adviser to The Kaufmann Fund, Inc. (predecessor to the Kaufmann Fund) since 2001; B.S., Bucknell University; M.B.A., Duke University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.25 33.96 8.88 6.09