KAUFX: Federated Kaufmann R

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KAUFX Federated Kaufmann R

  • Fund
  • KAUFX
  • Price as of: Dec 04, 2019
  • $6.57
    - $0.01 - 0.15%

Profile

KAUFX - Profile

Vitals

  • YTD Return 29.6%
  • 3 Yr Annualized Return 9.8%
  • 5 Yr Annualized Return -0.5%
  • Net Assets $6.57 B
  • Holdings in Top 10 18.3%

52 WEEK LOW AND HIGH

$6.57
$4.73
$6.60

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.22%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 33.00%

TRADING FEES

  • Max Redemption Fee 0.20%

Min Investment

  • Standard (Taxable) $0
  • IRA $250

Fund Classification


Distributions

  • YTD Total Return 29.6%
  • 3 Yr Annualized Total Return 19.5%
  • 5 Yr Annualized Total Return 13.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -1.03%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Federated Kaufmann Fund
  • Fund Family Name
    Federated
  • Inception Date
    Feb 21, 1986
  • Shares Outstanding
    N/A
  • Share Class
    Retirement
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Hans P. Utsch

Fund Description

The Federated Kaufmann Fund Class R Shares (KAUFX) is an actively managed fund that seeks to aggressively grow an investor’s portfolio. KAUFX specifically focuses on those U.S. small- and mid-cap stocks that exhibit growth at reasonable prices. Fund management uses a bottom-up approach in hopes of outperforming its benchmark index. KAUFX has no sector requirements and could be nondiversified across sectors or industries.

KAUFX has high expenses and given its growth mandate, is best suited as a side position in a larger equity portfolio. The fund is managed by Federated Global.


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Categories

Performance

KAUFX - Performance

Return Ranking - Trailing

Period KAUFX Return Category Return Low Category Return High Rank in Category (%)
YTD 29.6% 18.1% 30.2% 27.27%
1 Yr 6.8% -16.4% 15.3% 36.36%
3 Yr 9.8%* -4.1% 14.7% 30.00%
5 Yr -0.5%* -4.9% 9.7% 25.00%
10 Yr 3.7%* 1.9% 12.7% 40.00%

* Annualized

Return Ranking - Calendar

Period KAUFX Return Category Return Low Category Return High Rank in Category (%)
2018 -9.5% -35.0% -8.9% 18.18%
2017 13.8% 3.8% 14.6% 27.27%
2016 -6.6% -8.9% 15.5% 66.67%
2015 -8.8% -17.0% -7.8% 25.00%
2014 -6.3% -8.3% -4.1% 40.00%

Total Return Ranking - Trailing

Period KAUFX Return Category Return Low Category Return High Rank in Category (%)
YTD 29.6% 18.1% 30.2% 27.27%
1 Yr 22.8% -16.4% 22.8% 9.09%
3 Yr 19.5%* -4.1% 19.5% 10.00%
5 Yr 13.5%* -4.9% 13.5% 12.50%
10 Yr 13.5%* 11.0% 13.5% 20.00%

* Annualized

Total Return Ranking - Calendar

Period KAUFX Return Category Return Low Category Return High Rank in Category (%)
2018 4.0% -35.0% 4.0% 9.09%
2017 27.7% 3.8% 28.5% 27.27%
2016 3.2% 2.3% 15.5% 77.78%
2015 5.8% -17.0% 5.8% 25.00%
2014 9.1% -4.1% 9.2% 40.00%

NAV & Total Return History


Holdings

KAUFX - Holdings

Concentration Analysis

KAUFX Category Low Category High KAUFX % Rank
Net Assets 6.57 B 86.6 M 6.57 B 18.18%
Number of Holdings 167 14 167 18.18%
Net Assets in Top 10 1.19 B 72.3 M 1.19 B 18.18%
Weighting of Top 10 18.25% 18.3% 151.0% 72.73%

Top 10 Holdings

  1. Veeva Systems Inc Class A 2.75%
  2. argenx SE 2.55%
  3. ServiceNow Inc 2.16%
  4. Corcept Therapeutics Inc 1.95%
  5. Galapagos NV ADR 1.59%
  6. Roper Technologies Inc 1.56%
  7. Workday Inc Class A 1.55%
  8. Heico Corp 1.44%
  9. Shopify Inc A 1.39%
  10. Ultragenyx Pharmaceutical Inc 1.31%

Asset Allocation

Weighting Return Low Return High KAUFX % Rank
Stocks
78.96% 24.18% 78.96% 18.18%
Cash
21.03% -50.64% 21.03% 18.18%
Other
0.01% 0.01% 72.41% 72.73%
Preferred Stocks
0.00% 0.00% 0.00% 72.73%
Convertible Bonds
0.00% 0.00% 0.10% 72.73%
Bonds
0.00% 0.00% 28.41% 72.73%

Stock Sector Breakdown

Weighting Return Low Return High KAUFX % Rank
Healthcare
24.98% 4.42% 24.98% 18.18%
Technology
21.58% 2.85% 21.58% 18.18%
Basic Materials
8.55% 0.54% 8.55% 18.18%
Industrials
8.07% 4.46% 8.07% 18.18%
Consumer Cyclical
6.31% 3.65% 6.31% 18.18%
Real Estate
4.33% 0.43% 21.55% 36.36%
Financial Services
3.52% 0.60% 20.91% 36.36%
Utilities
0.33% 0.31% 0.74% 36.36%
Consumer Defense
0.31% 0.31% 3.28% 72.73%
Energy
0.27% 0.27% 1.54% 72.73%
Communication Services
0.00% 0.00% 3.01% 72.73%

Stock Geographic Breakdown

Weighting Return Low Return High KAUFX % Rank
US
57.33% 24.04% 57.33% 18.18%
Non US
21.63% 0.14% 23.18% 36.36%

Expenses

KAUFX - Expenses

Operational Fees

KAUFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.22% 1.26% 2.49% 36.36%
Management Fee 1.30% 0.75% 1.30% 72.73%
12b-1 Fee 0.50% 0.25% 1.00% 55.56%
Administrative Fee 0.10% 0.09% 0.10% 66.67%

Sales Fees

KAUFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 4.75% 5.50% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

KAUFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 0.20% 0.20% 0.20% 100.00%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

KAUFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 33.00% 33.00% 797.00% 18.18%

Distributions

KAUFX - Distributions

Dividend Yield Analysis

KAUFX Category Low Category High KAUFX % Rank
Dividend Yield 0.00% 0.00% 1.25% 72.73%

Dividend Distribution Analysis

KAUFX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Annually Annually

Net Income Ratio Analysis

KAUFX Category Low Category High KAUFX % Rank
Net Income Ratio -1.03% -1.56% 1.11% 81.82%

Capital Gain Distribution Analysis

KAUFX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

KAUFX - Fund Manager Analysis

Managers

Hans P. Utsch


Start Date

Tenure

Tenure Rank

Feb 21, 1986

33.71

33.7%

Senior Vice President, Senior Portfolio Manager, Head of Kaufmann Growth Equity Team. Responsible for portfolio management and research in global growth equity area. Previous associations: Chairman & Co-Portfolio Manager, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; President, Hans Utsch & Company; Analyst, Goodbody & Co. B.A., Amherst College; M.B.A., Columbia University. Joined Federated 2001; joined Kaufmann Fund 1986; Investment Experience: 56 Years.

Jonathan Art


Start Date

Tenure

Tenure Rank

Oct 01, 2003

16.09

16.1%

Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Portfolio Manager, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Portfolio Manager/Analyst, S-Squared Technology; Vice President Corporate Development, Gartner Group. B.E.S., The Johns Hopkins University; M.S., Massachusetts Institute of Technology. Joined Federated 2001; joined Kaufmann Fund 1995; Investment Experience: 37 Years.

Mark S. Bauknight


Start Date

Tenure

Tenure Rank

Oct 01, 2003

16.09

16.1%

Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Investment Analyst, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Analyst, UBS Securities, LLC; Analyst, Morgan Stanley & Co. Two B.A. degrees, University of North Carolina at Chapel Hill; M.B.A., Oxford University. Joined Federated 2001; joined Kaufmann Fund 1997; Investment Experience: 25 Years.

Thomas M. Brakel


Start Date

Tenure

Tenure Rank

Jul 01, 2012

7.34

7.3%

Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Vice President/Senior Biotech Analyst New Vernon Associates; Biotech Analyst, BioPharma Fund; Biotech/Pharmaceutical Analyst, Mehta Partners. M.D., Erasmus University Rotterdam, The Netherlands; M.B.A., Stanford University. Joined Federated 2003; Investment Experience: 21 Years.

Barbara Miller


Start Date

Tenure

Tenure Rank

Dec 31, 2013

5.84

5.8%

Vice President, Portfolio Manager, Senior Investment Analyst. Responsible for portfolio management and fundamental analysis in the global growth equity area. Previous associations: Vice President/Equity Analyst, Goldman Sachs; Principal, BT Alex Brown; Vice President, Edelman Public Relations Worldwide; Associate, Adams & Rinehart/Ogilvy & Mather; Broadcast Journalist. B.A., Brown University; M.B.A., Harvard Business School. Joined Federated 2002; Investment Experience: 26 Years.

John S. Ettinger


Start Date

Tenure

Tenure Rank

Dec 31, 2013

5.84

5.8%

Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Investment Analyst, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Investment Analyst, Energy Technology Investments; Equity Analyst, Value Line. B.A., Duke University. Joined Federated 2001; joined Kaufmann Fund 1996; Investment Experience: 24 Years.

Stephen R. DeNichilo


Start Date

Tenure

Tenure Rank

Dec 31, 2014

4.84

4.8%

CFA, Vice President, Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Senior Research Analyst, ACK Asset Management, LLC; Equity Research Analyst, Thomson, Horstmann & Bryant, Inc.; Equity Research Associate, First Albany Capital; Market Analyst, Lord, Abbett & Company; B.S., Villanova University; M.B.A., Fordham University. Frequent guest on CNBC’s Power Lunch. Joined Federated 2012; Investment Experience: 20 Years.

Vivian R. Wohl


Start Date

Tenure

Tenure Rank

Dec 31, 2014

4.84

4.8%

Vice President, Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: First Vice President and Senior Analyst, Merrill Lynch; Senior Health Care Analyst and Managing Director, Robertson Stephens & Co.; Partner, Crown Advisors. B.A., Cornell University; M.B.A., Columbia University. Joined Federated 2002; Investment Experience: 34 years.

Steven Abrahamson


Start Date

Tenure

Tenure Rank

Dec 31, 2015

3.84

3.8%

Member of the Fund's Investment Team since December 2007; Senior Investment Analyst; joined Federated in 2001; formerly Investment Analyst with Edgemont Asset Management Corp., Adviser to The Kaufmann Fund, Inc. (predecessor to the Kaufmann Fund) since 2001; B.S., Bucknell University; M.B.A., Duke University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.0 33.71 8.63 5.84