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Mutual Funds Weekly Roundup: August 2
Brian Mathews
|
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The fund invests a majority of its assets in the common stocks of small- and medium-sized companies that are traded on national security exchanges, the NASDAQ stock market and on the over-the-counter market. Up to 30% of the fund's net assets may be invested in foreign securities. It may invest in fixed-income securities, American Depositary Receipts (ADRs) and use derivative contracts and/or hybrid instruments to implement elements of its investment strategy.
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| Period | KAUBX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 13.8% | 2.9% | 14.4% | 45.45% |
| 1 Yr | 1.5% | 1.5% | 19.4% | 100.00% |
| 3 Yr | 2.7%* | -7.0% | 6.8% | 36.36% |
| 5 Yr | -2.2%* | -5.3% | 2.4% | 77.78% |
| 10 Yr | 1.8%* | 1.8% | 3.9% | 75.00% |
* Annualized
| Period | KAUBX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2019 | 14.0% | 13.8% | 29.6% | 90.91% |
| 2018 | -12.7% | -35.0% | -8.9% | 36.36% |
| 2017 | 11.0% | 3.8% | 14.6% | 45.45% |
| 2016 | -8.7% | -8.9% | 15.5% | 88.89% |
| 2015 | -11.2% | -17.0% | -7.8% | 62.50% |
| Period | KAUBX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 13.8% | 2.9% | 14.4% | 45.45% |
| 1 Yr | 1.5% | 1.5% | 19.4% | 100.00% |
| 3 Yr | 7.5%* | -7.0% | 15.6% | 45.45% |
| 5 Yr | 6.4%* | -5.3% | 11.4% | 44.44% |
| 10 Yr | 10.9%* | 10.8% | 13.7% | 75.00% |
* Annualized
| Period | KAUBX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2019 | 14.0% | 13.8% | 29.6% | 90.91% |
| 2018 | -12.7% | -35.0% | 4.0% | 45.45% |
| 2017 | 27.2% | 3.8% | 28.5% | 45.45% |
| 2016 | 2.6% | 2.3% | 15.5% | 88.89% |
| 2015 | 5.2% | -17.0% | 5.8% | 50.00% |
| KAUBX | Category Low | Category High | KAUBX % Rank | |
|---|---|---|---|---|
| Net Assets | 7.37 B | 2.49 M | 7.37 B | 21.43% |
| Number of Holdings | 172 | 7 | 193 | 63.64% |
| Net Assets in Top 10 | 722 M | 11.1 M | 722 M | 27.27% |
| Weighting of Top 10 | 20.52% | 9.6% | 92.9% | 63.64% |
| Weighting | Return Low | Return High | KAUBX % Rank | |
|---|---|---|---|---|
| Stocks | 78.97% | 2.54% | 78.97% | 27.27% |
| Cash | 21.02% | 21.02% | 90.46% | 81.82% |
| Other | 0.01% | 0.00% | 31.54% | 63.64% |
| Preferred Stocks | 0.00% | 0.00% | 0.00% | 81.82% |
| Convertible Bonds | 0.00% | 0.00% | 0.21% | 81.82% |
| Bonds | 0.00% | 0.00% | 34.27% | 81.82% |
| Weighting | Return Low | Return High | KAUBX % Rank | |
|---|---|---|---|---|
| Healthcare | 39.91% | 12.04% | 39.91% | 27.27% |
| Technology | 19.25% | 19.25% | 26.01% | 81.82% |
| Basic Materials | 14.49% | 1.05% | 14.49% | 27.27% |
| Consumer Cyclical | 7.91% | 7.91% | 17.84% | 81.82% |
| Industrials | 7.39% | 7.39% | 22.62% | 81.82% |
| Financial Services | 5.75% | 3.51% | 11.90% | 45.45% |
| Real Estate | 4.33% | 3.08% | 4.33% | 27.27% |
| Utilities | 0.43% | 0.43% | 1.12% | 81.82% |
| Consumer Defense | 0.26% | 0.26% | 6.45% | 81.82% |
| Communication Services | 0.25% | 0.25% | 10.61% | 81.82% |
| Energy | 0.03% | 0.03% | 2.34% | 81.82% |
| Weighting | Return Low | Return High | KAUBX % Rank | |
|---|---|---|---|---|
| US | 51.03% | 2.40% | 51.03% | 27.27% |
| Non US | 27.94% | 0.14% | 27.94% | 27.27% |
| KAUBX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 2.48% | 1.31% | 2.48% | 9.09% |
| Management Fee | 1.30% | 0.60% | 1.30% | 85.71% |
| 12b-1 Fee | 0.75% | 0.25% | 1.00% | 70.00% |
| Administrative Fee | 0.10% | 0.10% | 0.10% | 60.00% |
| KAUBX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 4.75% | 5.50% | N/A |
| Deferred Load | 5.50% | 1.00% | 5.50% | 33.33% |
| KAUBX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 0.20% | 2.00% | N/A |
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| KAUBX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 42.00% | 42.00% | 73.00% | 33.33% |
| KAUBX | Category Low | Category High | KAUBX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.00% | 0.00% | 0.00% | 85.71% |
| KAUBX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Annually | Annually | Quarterly | Annually |
| KAUBX | Category Low | Category High | KAUBX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | -1.32% | -1.32% | 1.28% | 100.00% |
| KAUBX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Start Date
Tenure
Tenure Rank
Feb 21, 1986
34.38
34.4%
Senior Vice President, Senior Portfolio Manager, Head of Kaufmann Growth Equity Team. Responsible for portfolio management and research in global growth equity area. Previous associations: Chairman & Co-Portfolio Manager, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; President, Hans Utsch & Company; Analyst, Goodbody & Co. B.A., Amherst College; M.B.A., Columbia University. Joined Federated 2001; joined Kaufmann Fund 1986; Investment Experience: 56 Years.
Start Date
Tenure
Tenure Rank
Oct 01, 2003
16.76
16.8%
Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Portfolio Manager, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Portfolio Manager/Analyst, S-Squared Technology; Vice President Corporate Development, Gartner Group. B.E.S., The Johns Hopkins University; M.S., Massachusetts Institute of Technology. Joined Federated 2001; joined Kaufmann Fund 1995; Investment Experience: 37 Years.
Start Date
Tenure
Tenure Rank
Oct 01, 2003
16.76
16.8%
Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Investment Analyst, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Analyst, UBS Securities, LLC; Analyst, Morgan Stanley & Co. Two B.A. degrees, University of North Carolina at Chapel Hill; M.B.A., Oxford University. Joined Federated 2001; joined Kaufmann Fund 1997; Investment Experience: 25 Years.
Start Date
Tenure
Tenure Rank
Jul 01, 2012
8.0
8.0%
Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Vice President/Senior Biotech Analyst New Vernon Associates; Biotech Analyst, BioPharma Fund; Biotech/Pharmaceutical Analyst, Mehta Partners. M.D., Erasmus University Rotterdam, The Netherlands; M.B.A., Stanford University. Joined Federated 2003; Investment Experience: 21 Years.
Start Date
Tenure
Tenure Rank
Dec 31, 2013
6.5
6.5%
Vice President, Portfolio Manager, Senior Investment Analyst. Responsible for portfolio management and fundamental analysis in the global growth equity area. Previous associations: Vice President/Equity Analyst, Goldman Sachs; Principal, BT Alex Brown; Vice President, Edelman Public Relations Worldwide; Associate, Adams & Rinehart/Ogilvy & Mather; Broadcast Journalist. B.A., Brown University; M.B.A., Harvard Business School. Joined Federated 2002; Investment Experience: 26 Years.
Start Date
Tenure
Tenure Rank
Dec 31, 2013
6.5
6.5%
Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Investment Analyst, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Investment Analyst, Energy Technology Investments; Equity Analyst, Value Line. B.A., Duke University. Joined Federated 2001; joined Kaufmann Fund 1996; Investment Experience: 24 Years.
Start Date
Tenure
Tenure Rank
Dec 31, 2014
5.5
5.5%
CFA, Vice President, Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Senior Research Analyst, ACK Asset Management, LLC; Equity Research Analyst, Thomson, Horstmann & Bryant, Inc.; Equity Research Associate, First Albany Capital; Market Analyst, Lord, Abbett & Company; B.S., Villanova University; M.B.A., Fordham University. Frequent guest on CNBC’s Power Lunch. Joined Federated 2012; Investment Experience: 20 Years.
Start Date
Tenure
Tenure Rank
Dec 31, 2014
5.5
5.5%
Vice President, Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: First Vice President and Senior Analyst, Merrill Lynch; Senior Health Care Analyst and Managing Director, Robertson Stephens & Co.; Partner, Crown Advisors. B.A., Cornell University; M.B.A., Columbia University. Joined Federated 2002; Investment Experience: 34 years.
Start Date
Tenure
Tenure Rank
Dec 31, 2015
4.5
4.5%
Member of the Fund's Investment Team since December 2007; Senior Investment Analyst; joined Federated in 2001; formerly Investment Analyst with Edgemont Asset Management Corp., Adviser to The Kaufmann Fund, Inc. (predecessor to the Kaufmann Fund) since 2001; B.S., Bucknell University; M.B.A., Duke University.
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.16 | 34.38 | 8.29 | 6.5 |
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